Author: Jeff Erez
There are options for customers of former Quest Capital Strategies, Inc. financial advisor Frank Dietrich (CRD# 2506091) regarding losses sustained from investments in Woodbridge Wealth Promissory Notes. Dietrich was registered with Quest Capital Strategies, Inc. in Lake Forest, California from … Continue reading
Did you lose money investing with Morgan Stanley financial advisor David Janny (CRD# 1272727) regarding unauthorized, unsuitable and excessive short-selling in customer accounts? Janny has been registered with Morgan Stanley in Westport, Connecticut since 2012. Janny has been the subject … Continue reading
Were you the victim of former Morgan Stanley financial advisor Matthew Singer (CRD# 4972708) who is alleged to make unsuitable recommendations? Singer has been registered with Morgan Stanley in Aventura, Florida from July 2013 to March 2016. Previously, he was … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. financial advisor John Pronovost (CRD# 1990612) regarding unsuitable investments and misrepresentations. Pronovost has been registered with Cambridge Investment Research, Inc. in Watertown, Connecticut since 2008. It is alleged that Pronovost recommended … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.J.B. Hilliard, W.L. Lyons, LLC financial advisor William Wobbe (CRD# 2620880) who is alleged to engage in unauthorized trading and unsuitability of investment … Continue reading
There are options for customers of Allegis Investment Services, LLC financial advisor Charles Sorensen II (CRD# 3255618) regarding mutual funds and options losses. Sorensen has been registered with Allegis Investment Services, LLC in North Logan, Utah since 2014. Previously, Sorensen … Continue reading
There are options for customers of former Morgan Stanley financial advisor Francis Ciabattoni (CRD# 1011428) who is alleged to recommend unsuitable investments for his customers. Ciabattoni was registered with Morgan Stanley in Wilmington, Delaware from 2009 to February 2018. Ciabattoni … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Berthel Fisher & Company Financial Services, Inc. broker Mason Gann (CRD# 4030936) who is alleged to exercise discretion in customer accounts. Gann … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, Inc. financial advisor Li Lin Hsu (CRD# 4706509) regarding a $2 million fraud scheme. Hsu was registered with Ameriprise Financial Services, Inc. in Los Angeles, California from 2006 to 2015, when … Continue reading
In March 2018, a former client of Popular Securities, LLC won an award in a FINRA arbitration for compensatory damages for $200,000 and $50,000 in attorney fees for losses sustained from Puerto Rico closed-end funds and individual Puerto Rico bonds … Continue reading