Author: Jeff Erez
Former LPL Financial LLC broker Joseph Hobbs (CRD# 5092184) is accused of structured product losses. He has been registered with Cetera Advisor Networks LLC in Dallas, Texas, since 2021, and Cetera Investment Advisers LLC in Dallas, Texas, since 2023. He … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Tammy Paquette (CRD# 5110668) regarding unsuitable investment recommendations. She has been registered with LPL Financial LLC in Safford, Arizona, since 2012. Tammy Paquette Customer Complaints She has been the subject of … Continue reading
Erez Law is currently investigating Stonecrest Capital Markets, Inc. broker Edward Kasperavich (CRD# 4970038) regarding GWG Holdings Inc. investment losses. He has been registered with Stonecrest Capital Markets, Inc. in Austin, Texas, and Stonecrest Advisors, Inc. in Hillsdale, New Jersey, … Continue reading
Stonecrest Capital Markets, Inc. broker Deborah Stackpole (CRD# 4969850) faces customer complaints regarding GWG Holding Inc. investment losses. She has been registered with Stonecrest Capital Markets, Inc. in Austin, Texas, and Stonecraft Advisors, Inc., in Bayville, New Jersey, since 2016. … Continue reading
Erez Law is currently investigating PMV Capital Advisers, LLC broker Daniel Snover (CRD# 5161189) regarding exchange traded products. He has been the president of PMV Capital Advisers, LLC and PMV Capital, LLC, since 2020. He was registered with The Fig … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker Adam Jacobs (CRD# 4990788)? He has been registered with Oppenheimer & Co. Inc. in Beachwood, Ohio, since 2009. Adam Jacobs Customer Complaints He has been the subject of two customer … Continue reading
There are options for clients of Commonwealth Financial Network broker Jeffrey Hejza (CRD# 5083584). He has been registered with Commonwealth Financial Network in Park Ridge, Illinois, since 2006. Jeffrey Hejza Customer Complaints He has been the subject of one customer … Continue reading
Former LPL Financial LLC broker Eric Wishan (CRD# 4955499) is accused of unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Lake Oswego, Oregon, 2018, and CWM, LLC in Lake Oswego, Oregon, since 2018. He was … Continue reading
Did you suffer energy sector losses due to recommendations by Osaic Fa, Inc. broker Kevin Kuehn (CRD# 4875040)? He has been registered with Osaic Fa, Inc. in San Ramon, California, since 2007. Kevin Kuehn Customer Complaints He has been the … Continue reading
LPL Financial LLC broker Timothy Fraser (CRD# 4868026) is accused of variable annuity investment losses. He has been registered with LPL Financial LLC in Woodstock, Illinois, since 2009. Timothy Fraser Customer Complaints He has been the subject of one customer … Continue reading