Author: Jeff Erez
American Portfolios Financial Services, Inc. broker Jason Mieras (CRD# 2850648) is accused of insurance and variable annuities. He has been registered with American Portfolios Financial Services, Inc. in Lake Como, New Jersey, since 2001, and with American Portfolios Advisors, Inc. … Continue reading
Erez Law is currently investigating Realta Equities, Inc. broker Jack Thacker Jr. (CRD# 2754773) faces numerous customer complaints related to alternative investment losses. He has been registered with Realta Equities, Inc. in Bristol, Virginia, since 2023. Previously, he was registered … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Kirk Crossen (CRD# 2742256) regarding unsuitable investment recommendations. He was with Raymond James & Associates, Inc. in Carmel, Indiana, from April to November 2023, when he was terminated regarding, “Individual alleged … Continue reading
Erez Law is currently investigating former B. Riley Wealth Advisors, Inc. broker Roger Follis (CRD# 2653439) related to investment losses. He has been registered with A.G.P. / Alliance Global Partners in Washington, DC, since February 2024. Previously, he was registered … Continue reading
Erez Law is currently investigating Wells Fargo Advisors Financial Network, LLC broker Giuseppe Mauceli (CRD# 2818956) regarding allegations of unsuitable investment recommendations. He has been registered with Wells Fargo Advisors Financial Network, LLC in Hackensack, New Jersey, since 2023. Previously, … Continue reading
There are options for customers of Centaurus Financial, Inc. broker John Marcheso (CRD# 869337) regarding real estate securities losses. He has been registered with Centaurus Financial, Inc. in Anaheim, California, and Rathdrum, Idaho, since 2000. John Marcheso Customer Complaints He … Continue reading
There are options for clients of Bok Financial Securities, Inc. broker Gihan Fernando (CRD# 4469669) who suffered losses due to investments in business development companies (BDCs) and real estate securities. He has been registered with Cetera Investment Services LLC in … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Haiguang Yin (John Yin) (CRD# 3249933), who is accused of unsuitable investment recommendations. He has been registered with Packerland Brokerage Services, Inc. in City of Industry, California, since March … Continue reading
Erez Law is currently investigating former Pruco Securities, LLC broker James Pelletiere (CRD# 2628708) who was barred by FINRA. He was registered with Pruco Securities, LLC in Downers Grove, Illinois, from 2019 to 2022, and with MML Investors Services, LLC … Continue reading
There are options for clients of Morgan Stanley broker Alyce Weixler (CRD# 2559926) who suffered investment losses. She has been registered with Morgan Stanley in Louisville, Kentucky, since 2020. Alyce Weixler Customer Complaints She has been the subject of one … Continue reading