Author: Jeff Erez
There are options for clients of former Lincoln Financial Securities Corporation broker Troy Perkins (CRD# 4337530), who is accused of energy sector losses. He has been registered with Concourse Financial Group Securities, Inc. in The Woodlands, Texas, since 2017. He … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Michelle Stebbins (CRD# 4156378) regarding stock losses. She has been registered with Stifel, Nicolaus & Company, Incorporated in Southfield, Michigan, since 2018. She was registered with Wells Fargo Clearing … Continue reading
There are options for clients of former Cetera Investment Advisers LLC broker Pamela Calhoun (CRD# 4216320), who is accused of structured product losses. She has been registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island, since 2021. She was … Continue reading
LPL Financial LLC broker Donald Aulbert II (CRD# 4119911) is accused of real estate security losses. He has been registered with LPL Financial LLC in St. Peters, Missouri, since 2009, and with Cornerstone Wealth Management, LLC in St. Peters, Missouri, … Continue reading
Erez Law is currently investigating Bulltick, LLC broker Hector Villaescusa (CRD# 4185707) regarding private investment losses. He has been registered with Bulltick, LLC in Miami, Florida, since 2019. He was registered with Goldman Sachs & Co. LLC in New York, … Continue reading
There are options for clients of former Cambridge Investment Research, Inc. broker Matthew Romeo (CRD# 4201945) regarding real estate security losses. He was registered with Mid Atlantic Capital Corporation in Dublin, Ohio, from 2015 to 2020, and Cambridge Investment Research, … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Richard Stone (CRD# 4219856) is accused of stock losses. He was registered with Stifel, Nicolaus & Company, Incorporated in New York, New York, since 2016, and with Morgan Stanley in New York, New York, … Continue reading
Were you the victim of Sunbelt Securities, Inc. broker Bradley Lakner (CRD# 4167521)? He has been registered with Sunbelt Securities, Inc. in Springfield, Illinois, since 2010. He was registered with Edward Jones in Springfield, Illinois, from 2007 to 2010, when … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Adam Cavise (CRD# 4273848) regarding stock losses. He has been registered with Revere Securities LLC in New York, New York, since 2023. He was registered with Spartan Capital Securities, … Continue reading
Erez Law is currently investigating former Lincoln Financial Advisors Corporation broker Brent Fuchs (CRD# 4269916) regarding energy sector losses. He has been registered with Osaic Fa, Inc. in Preston, Maryland, since 2000. He was registered with The Lincoln National Life … Continue reading