Author: Jeff Erez
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Hawley (CRD# 1131302) regarding Puerto Rico bond losses. Hawley has been registered with Wells Fargo in Monroe, Louisiana since 2008. Puerto Rico suffers from long-term financial and economic deficiencies that … Continue reading
Did you lose money investing with former Stockcross Financial Services, Inc. financial advisor Herbert Voss, Jr. (CRD# 1014475)? Voss has been registered with Stockcross Financial Services, Inc. in Beverly Hills, California from 2009 to May 2018, when he was terminated … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investment losses with former Sterne Agee Financial Services, Inc. financial advisor Dean Mustaphalli (CRD# 2792038) regarding a multi-million dollar securities fraud scheme. Mustaphalli was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with IBN Financial Services, Inc. financial advisor Henry Veit (CRD# 453992). Veit has been registered with IBN Financial Services, Inc. in Manlius, New York … Continue reading
Were you the victim of former Cadaret, Grant & Co., Inc. financial advisor Steven Pagartanis (CRD# 1958879)? Pagartanis was registered with Lombard Securities Incorporated in Setauket, New York from September 2017 to March 2018, when he was terminated regarding, “As … Continue reading
There are options for customers of former Oppenheimer & Co. Inc. financial advisor Royce Simpson (CRD# 1403356) regarding investment losses. Simpson was registered with Oppenheimer & Co. Inc. in Houston, Texas from 2011 to 2014. In March 2015, Simpson was … Continue reading
Erez Law recently filed a $310,00 FINRA arbitration against The GMS Group, LLC for losses sustained from investments in Puerto Rico bonds. The customers alleges that Glen Rosenberg (CRD# 2705889), who has been a registered representative of in Boca Raton, … Continue reading
Erez Law is currently investigating RBC Capital Markets, LLC financial advisor Thomas Eades (CRD# 704136) regarding energy sector losses. Eades has been registered with RBC Capital Markets, LLC in Dallas, Texas since 1998. Over the past few years, oil prices … Continue reading
In June 2018, a former client of Oppenheimer & Co., Inc. won an award in a FINRA arbitration for compensatory damages for $800,000 for losses sustained from unauthorized trades and unsuitable investments in the customer’s accounts. The investors were clients … Continue reading
Did you lose money investing with Morgan Stanley broker Barry Garapedian (CRD# 1039257) who is accused of unsuitable investment recommendations? He was registered with Morgan Stanley in Westlake Village, California from 2009 to 2021, when he was terminated regarding, “Allegations … Continue reading