Author: Jeff Erez
Erez Law is currently investigating UBS Financial Services Inc. financial advisor Samuel Rankin (CRD# 811491) regarding aggressive investment recommendations. Rankin has been registered with UBS Financial Services Inc. in Charlotte, North Carolina since 2009. Rankin has been the subject of … Continue reading
Erez Law is currently investigating former Thompson Davis & Co., Inc. financial advisor Victor Dandridge (CRD# 5884409) regarding wire and bank fraud and funneling client money into personal accounts. Dandridge was registered with Thompson Davis & Co., Inc. in Richmond, … Continue reading
Jeffrey Erez, the founder of Erez Law, was recently featured in a CNBC story, “Broken bonds: The role Wall Street played in wiping out Puerto Ricans’ savings.” Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit … Continue reading
Erez Law is currently investigating former United Planners’ Financial Services Of America A Limited Partner financial advisor Jerry Guttman (CRD# 1078383) regarding offering an unapproved investment to his clients. Guttman was registered with United Planners’ Financial Services Of America A … Continue reading
Erez Law is currently investigating the Woodbridge Group of Companies, a southern California luxury real estate developer, regarding the sale of unregistered securities, the sale of securities by unregistered brokers and the commission of fraud in connection with the offer, … Continue reading
Erez Law is currently investigating brothers Matthew C. Griffin and William D. Griffin (CRD# 4208630), who are alleged to make numerous misrepresentations to investors in connection with the oil and gas well project for their company Payson Petroleum, Inc. Payson … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor James Dillon (CRD# 1108921) regarding losses sustained from investments in Puerto Rico bonds. Dillon has been registered with UBS Financial Services Inc. in New York, New York since 2006. … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Kenneth Tyrrell (CRD# 2457452) regarding participating in undisclosed private securities transactions and engaging in undisclosed outside business activities. Tyrrell was registered with Cary Street Partners in Richmond, Virginia … Continue reading
Erez Law is currently investigating former Morgan Stanley financial advisor Timothy Gibbons (CRD# 219872) regarding unsuitable investment recommendations for elderly clients in the high risk energy sector. Gibbons has been registered with Morgan Stanley in New Orleans, Louisiana from 2009 … Continue reading
In November 2017, a former client of Meyers Associates, L.P. won an award in a FINRA arbitration for compensatory damages for $233,703 in compensatory damages as well as forum fees for losses sustained from recommendations and sales of securities which … Continue reading