Author: Jeff Erez
There are options for customers of Allegis Investment Services, LLC financial advisor Charles Sorensen II (CRD# 3255618) regarding mutual funds and options losses. Sorensen has been registered with Allegis Investment Services, LLC in North Logan, Utah since 2014. Previously, Sorensen … Continue reading
There are options for customers of former Morgan Stanley financial advisor Francis Ciabattoni (CRD# 1011428) who is alleged to recommend unsuitable investments for his customers. Ciabattoni was registered with Morgan Stanley in Wilmington, Delaware from 2009 to February 2018. Ciabattoni … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Berthel Fisher & Company Financial Services, Inc. broker Mason Gann (CRD# 4030936) who is alleged to exercise discretion in customer accounts. Gann … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, Inc. financial advisor Li Lin Hsu (CRD# 4706509) regarding a $2 million fraud scheme. Hsu was registered with Ameriprise Financial Services, Inc. in Los Angeles, California from 2006 to 2015, when … Continue reading
In March 2018, a former client of Popular Securities, LLC won an award in a FINRA arbitration for compensatory damages for $200,000 and $50,000 in attorney fees for losses sustained from Puerto Rico closed-end funds and individual Puerto Rico bonds … Continue reading
Were you the victim of former Wells Fargo Clearing Services, LLC financial advisor Richard Shotz (CRD# 1681893)? Shotz was registered with Wells Fargo Clearing Services, LLC in Daytona Beach, Florida from 2015 to March 2018 when he was terminated regarding, … Continue reading
Were you the victim of former Wedbush Securities Inc. financial advisor Timary Delorme (CRD# 736418) who engaged in a penny stock pump-and-dump fraud? Delorme was registered with Wedbush Securities Inc. in Los Angeles, California from 1981 to April 2018, when … Continue reading
There are options for customers of former Garden State Securities, Inc. broker Raymond Pirrello Jr. (CRD# 2782019) who suffered investment losses. Pirrello was registered with Garden State Securities, Inc. in Hackensack, New Jersey from 2008 to May 2016. In September … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Longfin Corp. Longfin Corp. (LFIN) is a US-based, global Fintech company powered by artificial intelligence (AI) and machine learning. The Company, through its wholly-owned … Continue reading
Were you the victim of Peachcap financial advisor Aaron Brodt (CRD# 5017914)? Brodt has been registered with Peachcap in Scottsdale, Arizona since July 2016. Previously, he was registered with Accelerated Capital Group in Scottsdale, Arizona from 2012 to 2016. Brodt … Continue reading