Author: Jeff Erez
Erez Law is currently investigating former United Planners’ Financial Services Of America A Limited Partner financial advisor Jerry Guttman (CRD# 1078383) regarding offering an unapproved investment to his clients. Guttman was registered with United Planners’ Financial Services Of America A … Continue reading
Erez Law is currently investigating the Woodbridge Group of Companies, a southern California luxury real estate developer, regarding the sale of unregistered securities, the sale of securities by unregistered brokers and the commission of fraud in connection with the offer, … Continue reading
Erez Law is currently investigating brothers Matthew C. Griffin and William D. Griffin (CRD# 4208630), who are alleged to make numerous misrepresentations to investors in connection with the oil and gas well project for their company Payson Petroleum, Inc. Payson … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor James Dillon (CRD# 1108921) regarding losses sustained from investments in Puerto Rico bonds. Dillon has been registered with UBS Financial Services Inc. in New York, New York since 2006. … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Kenneth Tyrrell (CRD# 2457452) regarding participating in undisclosed private securities transactions and engaging in undisclosed outside business activities. Tyrrell was registered with Cary Street Partners in Richmond, Virginia … Continue reading
Erez Law is currently investigating former Morgan Stanley financial advisor Timothy Gibbons (CRD# 219872) regarding unsuitable investment recommendations for elderly clients in the high risk energy sector. Gibbons has been registered with Morgan Stanley in New Orleans, Louisiana from 2009 … Continue reading
In November 2017, a former client of Meyers Associates, L.P. won an award in a FINRA arbitration for compensatory damages for $233,703 in compensatory damages as well as forum fees for losses sustained from recommendations and sales of securities which … Continue reading
Erez Law is currently investigating former Buckman, Buckman & Reid, Inc. financial advisor Glenn King (CRD# 2191091) regarding misrepresentation regarding investments and losses sustained to elderly and retired customers. King was registered with the following firms: Buckman, Buckman & Reid, … Continue reading
Erez Law recently filed FINRA arbitration against David Lerner Associates, Inc. regarding losses sustained from investments in unsuitable Puerto Rico bonds. The customers’ account was serviced over the years by David Portnoy (CRD #705396), Loreto Testani (CRD #4518196), and Daniel … Continue reading
Erez Law recently filed a $400,000 FINRA arbitration against RBC Capital Markets, LLC. The former RBC Capital Markets, LLC customer, an 81-year-old widow, alleges that Paul Blum (CRD# 735003), who was a registered representative of RBC Capital Markets, LLC, overconcentrated … Continue reading