Author: Jeff Erez
Cambridge Investment Research, Inc. broker Michael Stolberg (CRD# 5678544) is accused of unsuitable investment recommendations. He has been registered with Private Client Services, LLC in Overland Park, Kansas, since 2018, and Prime Capital Financial in Overland Park, Kansas, since 2017. … Continue reading
There are options for clients of Morgan Stanley broker Chris Moyseos (CRD# 5584290) who lost money due to unsuitable investment recommendations. He has been registered with Morgan Stanley in Austin, Texas, since 2011. Chris Moyseos Customer Complaints He has been … Continue reading
Were you the victim of Morgan Stanley broker Marci Coots (CRD# 5584723) regarding stock losses? She has been registered with Morgan Stanley in Louisville, Kentucky, since 2020. She was registered with IFP Securities, LLC in Louisville, Kentucky, from 2019 to … Continue reading
Erez Law is currently investigating Morgan Stanley broker Todd McBride (CRD# 5743641), who is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Huntsville, Alabama, since 2010. Todd McBride Customer Complaints He has been the subject … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Thomas Murphy (CRD# 5654189)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2010 to 2018, when he was … Continue reading
Erez Law is currently investigating former Gradient Advisors, LLC broker Nicholas Stovall (CRD# 5581487) is accused of promissory note losses. He was registered with Gradient Securities, LLC in Arden Hills, Minnesota, from 2009 to 2023, when he was terminated regarding, … Continue reading
Were you the victim of National Securities Corporation broker Viqas Akhtar (CRD# 5624412)? He has been registered with B. Riley Wealth Management in Miami, Florida, since 2022. He was registered with National Securities Corporation in Miami, Florida, from 2012 to … Continue reading
Western International Securities, Inc. broker David Glienke (CRD# 5502866) is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2008. David Glienke Customer Complaints He has been the subject of … Continue reading
There are options for clients of MML Investors Services, LLC broker Tyler Camp (CRD# 6002124) who suffered investment losses. He has been registered with Oneamerica Securities, Inc. in Hoover, Alabama, since 2023. He was registered with MML Investors Services, LLC … Continue reading
Were you the victim of former Raymond James Financial Services, Inc. broker Matthew Wilkes (CRD# 5409004)? He was registered with Trustfirst in Knoxville, Tennessee, from 2019 to 2023, FSIC in Chicago, Illinois, from 2017 to 2018, Raymond James Financial Services, … Continue reading