Author: Jeff Erez
Were you the victim of NJLI Advisors L.L.C. financial advisor and owner Michael Siegel (CRD# 1950871)? In February 2018, the New Jersey Bureau of Securities sanctioned Siegel to $100,000 in civil and administrative penalties and fines and expelled him from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Accelerated Capital Group financial advisor Wayne Miiller (CRD# 4813645). Miiller has been registered with Aeon Capital Inc. in Scottsdale, Arizona since February … Continue reading
Erez Law is currently investigating former HD Vest Investment Services financial advisor Jerry Raines (CRD# 4578689) regarding losses sustained from investments in the Woodbridge Group of Companies fraud. Raines was registered with HD Vest Investment Services in Kilgore, Texas from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former UBS Financial Services Inc. financial advisor Walter Stucker (CRD# 2197844) regarding losses due to oil and gas investments. Stucker has been registered … Continue reading
There are options for customers of former NMS Capital Advisors, LLC financial advisor Darrell Rideaux (CRD# 5211032) who suffered investment losses. Rideaux was registered with NMS Capital Advisors, LLC in Beverly Hills, California from August 2016 to May 2017. Previously, … Continue reading
In February 2018, a former client of Legend Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $161,970 plus 4% interest per year and $20,000 in punitive damages, for a total award of $181,970. The investors … Continue reading
Did you lose money investing with former FSC Securities Corporation financial advisor Barry Hartman (CRD# 1361232)? Hartman was registered with FSC Securities Corporation in Missoula, Montana from 2002 to 2015, when he was terminated regarding, “Registered representative terminated for violation … Continue reading
There are options for customers of McNally Financial Services Corporation financial advisor Marshall Cassedy Jr. (CRD# 853370) who suffered losses. Cassedy has been registered with McNally Financial Services Corporation in Tallahassee, Florida since 2010. In April 2010, Cassedy was terminated … Continue reading
In March 2018, a former client of Allegis Investment Services, LLC won an award in a FINRA arbitration for compensatory damages, prejudgment interest and fees for $404,482.41. The investors were clients of financial advisor Brandon Stimpson (CRD# 4299623). The former … Continue reading
Were you the victim of J.J.B. Hilliard, W.L. Lyons, LLC financial advisor John Gordinier (CRD# 2363965) regarding suitability of energy stocks? Gordinier has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky since 1993. Over the past few … Continue reading