Author: Jeff Erez

There are options for clients of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Chelsea Deng (CRD# 4179306) who lost money investing in private placements. She has been registered with Morgan Stanley in Beverly Hills, California, since 2019. She … Continue reading →

Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Ralph Courtland (CRD# 4374698) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey, since 2008.  Ralph Courtland Customer Complaints … Continue reading →

Were you the victim of investment losses due to recommendations by Triad Advisors LLC broker John Matteoni (CRD# 4177784)? He has been registered with Triad Advisors LLC in Reno, Nevada, since 2009.  John Matteoni Customer Complaints He has been the subject … Continue reading →

Erez Law is currently investigating former Arive Capital Markets broker Michael Digioia (CRD# 4073951), who is accused of unsuitable investment recommendations. He was registered with the following firms: Lampost Capital, L.C. in Boca Raton, Florida, from 2020 to 2022 Arive … Continue reading →

Former Frost Brokerage Services, Inc. broker Nicholas Watne (CRD# 3135342) is the subject of a $9.95 million customer complaint related to misrepresentations. He has been registered with Citizens Securities, Inc. in Johnston, Rhode Island, since May 2024. He was previously … Continue reading →

Can you recover losses due to recommendations by former Cambridge Investment Research, Inc. broker Douglas Lode (CRD# 4134521)? He has been registered with Private Client Services, LLC in Overland Park, Kansas, since 2018, and with Prime Capital Investment Advisors, LLC … Continue reading →

There are options for victims of former Revere Securities LLC broker Jerome Niles (CRD# 3076666), who suffered investment losses. He has been registered with Dominari Securities LLC in New York, New York, since 2023. Previously, he was registered with Revere … Continue reading →

Truist Investment Services, Inc. broker Jorge Alvarez (CRD\# 2888623) is accused of unsuitable investment recommendations. He has been registered with Truist Investment Services, Inc. in Miami, Florida, since 1998. Jorge Alvarez Customer Complaints He has been the subject of three … Continue reading →

Erez Law is investigating J.P. Morgan Securities LLC broker Jeffrey Lee (CRD# 4080774), who is accused of investment losses. He has been registered with J.P. Morgan Securities LLC in Tampa, Florida, since 2013. Jeffrey Lee Customer Complaints He has been … Continue reading →

D.H. Hill Securities, LLLP broker Robert Dechick (CRD# 4152582) faces a half-million-dollar customer complaint for real estate investment losses. He has been registered with D.H. Hill Securities, LLLP in Clermont, Florida, since 2009, and with D.H. Hill Advisors, Inc. in … Continue reading →