Author: Jeff Erez
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gregory Suzio (CRD# 5309403) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Auburn Hills, Michigan, since 2007. Gregory Suzio Customer Complaints … Continue reading
LPL Financial LLC broker Carlos Leston (CRD# 3021614) is accused of promissory note losses. He has been registered with LPL Financial LLC in Weehawken, New Jersey, from 2008 to 2022. In October 2022, FINRA barred him after he “consented to … Continue reading
There are options for customers of LPL Financial LLC broker Eric Hollifield (CRD# 3091319). He was registered with LPL Financial LLC in Dacula, Georgia, from 2016 to 2021, when he was terminated regarding, “Failed to disclose outside business activity to … Continue reading
Erez Law, PLLC, Obtains $14.2 Million FINRA Arbitration Award for Florida Investors Wronged by Broker’s Structured Note Recommendations Jeffrey Erez, the Miami-based law firm’s managing partner, reports that more than a dozen similar customer complaints are pending against Stifel, Nicolaus … Continue reading
TD Ameritrade Investment Management, LLC broker Kyle Kirkham (CRD# 5221648) faces a customer complaint regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in El Cajon, California, since August 2024. He was registered … Continue reading
There are investment loss options for clients of former Cetera Advisors LLC broker Rami Sassoon (CRD# 5270959. He has been registered with LPL Financial LLC in Flushing, New York, since 2024. He was registered with Cetera Advisors LLC in New … Continue reading
Were you the victim of MML Investors Services, LLC broker Joshua Baker (CRD# 5230762)? He was registered with Oneamerica Securities, Inc. in Hoover, Alabama, from March to April 2024, and MML Investors Services, LLC in Hoover, Alabama, from 2017 to … Continue reading
Former Commonwealth Financial Network broker Justin May (CRD# 5162373) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Sandersville, Georgia, since 2023. He was registered with Commonwealth Financial Network in Sandersville, Georgia, from 2019 … Continue reading
Erez Law is currently investigating former SW Financial broker Scott Hechler (CRD# 5277526) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2023. He was registered with SW Financial in … Continue reading
There are options for clients of Wintrust Investments broker Richard Tulloch (CRD# 5180553) who suffered real estate losses. He was registered with Avatar Securities, LLC in New York, New York, from 2020 to 2021, and with Wayne Hummer Investments L.L.C. … Continue reading