Author: Jeff Erez
There are options for clients of Commonwealth Financial Network broker Jeffrey Hejza (CRD# 5083584). He has been registered with Commonwealth Financial Network in Park Ridge, Illinois, since 2006. Jeffrey Hejza Customer Complaints He has been the subject of one customer … Continue reading
Former LPL Financial LLC broker Eric Wishan (CRD# 4955499) is accused of unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Lake Oswego, Oregon, 2018, and CWM, LLC in Lake Oswego, Oregon, since 2018. He was … Continue reading
Did you suffer energy sector losses due to recommendations by Osaic Fa, Inc. broker Kevin Kuehn (CRD# 4875040)? He has been registered with Osaic Fa, Inc. in San Ramon, California, since 2007. Kevin Kuehn Customer Complaints He has been the … Continue reading
LPL Financial LLC broker Timothy Fraser (CRD# 4868026) is accused of variable annuity investment losses. He has been registered with LPL Financial LLC in Woodstock, Illinois, since 2009. Timothy Fraser Customer Complaints He has been the subject of one customer … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Jason Head (CRD# 4920135), who is accused of investment losses. He was registered with Morgan Stanley in Tuscaloosa, Alabama, from 2019 to 2024, and with BBVA Securities Inc. in Northport, Alabama, … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Joanne Farace (CRD# 4837013) related to accusations of unsuitable investment recommendations. She has been registered with David Lerner Associates, Inc. in Lawrenceville, New Jersey, since 2004. Joanne Farace Customer Complaints … Continue reading
Dempsey Lord Smith, LLC broker Barry Dow (CRD# 4827935) is accused of unsuitable investment recommendations. He has been registered with Dempsey Lord Smith, LLC in Rome, Georgia, since 2017. He was registered with Retirement Cash Flow Group, LLC in Alpharetta, … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker John Cimino (CRD# 4757028), who is accused of unsuitable investment recommendations. He has been registered with American Global Wealth Management, Inc. in Naples, Florida, since 2023, Imprint … Continue reading
Erez Law is currently investigating MML Investors Services, LLC broker Adam Mahd (CRD# 4817500) regarding stock losses. He has been registered with MML Investors Services, LLC in Southfield, Michigan, since 2017. He was registered with MSI Financial Services, Inc. in … Continue reading
Erez Law is currently investigating former Cambridge Investment Research Advisors, Inc. broker Matthew Stucke (CRD# 4840895) regarding stock losses. He has been registered with Cetera Advisor Networks LLC in Milton, Georgia, since 2022. He was registered with Cetera Advisor Networks … Continue reading