Author: Jeff Erez
Erez Law is currently investigating former Pruco Securities, LLC broker James Pelletiere (CRD# 2628708) who was barred by FINRA. He was registered with Pruco Securities, LLC in Downers Grove, Illinois, from 2019 to 2022, and with MML Investors Services, LLC … Continue reading
There are options for clients of Morgan Stanley broker Alyce Weixler (CRD# 2559926) who suffered investment losses. She has been registered with Morgan Stanley in Louisville, Kentucky, since 2020. Alyce Weixler Customer Complaints She has been the subject of one … Continue reading
Morgan Stanley broker Linda Schnell (CRD# 2622613) is accused of mutual fund losses. She has been registered with Morgan Stanley in Paramus, New Jersey, since 2009. Linda Schnell Customer Complaints She has been the subject of two customer complaints between … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Inc. broker Stephen Medina (CRD# 2614773) related to allegations of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Corpus Christi, Texas, … Continue reading
Were you the victim of former FSC Securities Corporation broker Randy Cox (CRD# 2544998)? He has been registered with Osaic Wealth, Inc. in Hudson Oaks, Texas, since 2023. He was previously registered with FSC Securities Corporation in Hudson Oaks, Texas, … Continue reading
Can you recover losses from investments due to recommendations by Ameriprise Financial Services, LLC broker Albert Bevilacqua III (CRD# 2656029)? He has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida, since 2001. Albert Bevilacqua III Customer Complaints … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Gustavo Miramontes (CRD# 2338966), who faces multiple customer complaints related to unsuitable investment recommendations. He has been registered with Oppenheimer & Co. Inc. in Los Angeles, California, since 2018. In … Continue reading
Former Center Street Advisors, Inc. broker Rene Castro (CRD# 2559410) is accused of alternative investment losses. She has been registered with Great Point Capital LLC in Chicago, Illinois, since 2019, and with Retirement Wealth Management in Upland, California, since 2020. … Continue reading
Erez Law is currently investigating Cabot Lodge Securities LLC broker Craig Gould (CRD# 2367293, who is accused of REIT losses. He has been registered with World Equity Group, Inc. In Schaumburg, Illinois, since 2021 and with Cabot Lodge Securities LLC … Continue reading
Erez Law is currently investigating former Texas Securities, Inc. broker William Hayden (CRD# 2303449) regarding energy sector losses. He was registered with Texas Securities, Inc. in Carrollton, Texas, from 2021 to 2023 and previously with Nobles & Richards, Inc. in … Continue reading