Author: Jeff Erez
Former Sigma Financial Corporation broker Jonna Keller (CRD# 1983864) is accused of real estate security losses. She has been registered with Osaic Wealth, Inc. in Sarasota, Florida, since 2023. Previously, he was registered with Sagepoint Financial, Inc. in Sarasota, Florida, … Continue reading
Erez Law is currently investigating Cetera Investment Services LLC broker Charlotte McConnell (CRD# 1161160) regarding unsuitable investment recommendations related to real estate securities. She has been registered with Raymond James Financial Services, Inc. in Fort Collins, Colorado, since 2015. Previously, … Continue reading
Were you the victim of private securities losses with former Saxony Securities, Inc. broker Peter Reinecke (CRD# 2085940)? He was registered with Saxony Securities, Inc. in Saint Louis, Missouri, from 2012 to 2022, and with LPL Financial LLC in Sunset … Continue reading
Can you recover investment losses due to recommendations by former Mutual Securities, Inc. broker Julie Darrah (CRD# 2102014)? She was registered with Mutual Securities, Inc. in Orcutt, California, from 2013 to 2022, and with National Planning Corporation in Santa Maria, … Continue reading
Public records indicate that a former client of Citigroup Global Markets, Inc. filed a FINRA arbitration claim against the firm related to allegations that broker Keith D’Agostino (CRD# 2837860) recommended the sale of structured notes to retirees living on a … Continue reading
Were you the victim of The Strategic Financial Alliance, Inc. broker Cheryl Knight (CRD# 1854248)? She has been registered with The Strategic Financial Alliance, Inc. in Foothill Ranch, California, since 2003. Cheryl Knight Customer Complaints She has been the subject … Continue reading
Erez Law is currently investigating former Green Vista Capital, LLC broker Randall Skrabonja (CRD# 1858245), who is accused of private placement investment losses. He was registered with Green Vista Capital, LLC in Winter Park, Florida, from 2019 to 2023, when … Continue reading
Erez Law is currently investigating former Pinnacle Investments, LLC broker Ronald Bucher (CRD# 1804910) related to stock loss allegations. He was registered with San Blas Securities LLC in Atlanta, Georgia, in August 2023. Previously, he was registered with Pinnacle Investments, … Continue reading
RBC Capital Markets, LLC broker Martin Klein III (CRD# 1778613) faces complaints related to government debt losses. He has been registered with RBC Capital Markets, LLC in Newport Beach, California, since 2014. Martin Klein III Customer Complaints He has been … Continue reading
Erez Law is currently investigating Joseph Gunnar & Co. LLC broker Joseph Alagna Jr (CRD# 1840339) regarding private placement investment losses. He has been registered with Joseph Gunnar & Co. LLC in New York, New York, since 1997. Joseph Alagna … Continue reading