Author: Jeff Erez
You can recover losses due to recommendations by Cambridge Investment Research, Inc. broker Leo Rosner (CRD# 1011519). He has been registered with Cambridge Investment Research, Inc. in Beachwood, Ohio, since 2019. Leo Rosner Customer Complaints He has been the subject … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Thomas Ley (CRD# 1127048)? He has been registered with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors in Toms River, New Jersey, since 2012. Thomas Ley Customer Complaints … Continue reading
There are options for clients of Aegis Capital Corp. broker Gilbert Kuta (CRD# 1084075) who suffered investment losses. He has been registered with Aegis Capital Corp. in Timonium, Maryland, since 2020. Previously, he was registered with Capitol Securities Management, Inc. … Continue reading
Centaurus Financial, Inc. broker Kelley Slaught (CRD# 1126586) faces accusations of unsuitable investment recommendations. She has been registered with Centaurus Financial, Inc. in Santa Barbara, California, since 2012. Kelley Slaught Customer Complaints She has been the subject of one customer … Continue reading
Former FSC Securities Corporation broker Bradley Weisman (CRD# 1093515) is accused of unsuitable investment recommendations related to alternative investments. He was registered with FSC Securities Corporation in Oakland Township, Michigan, from 2001 to 2022. Bradley Weisman Customer Complaints He has … Continue reading
There are options for clients of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Chelsea Deng (CRD# 4179306) who lost money investing in private placements. She has been registered with Morgan Stanley in Beverly Hills, California, since 2019. She … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Ralph Courtland (CRD# 4374698) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey, since 2008. Ralph Courtland Customer Complaints … Continue reading
Were you the victim of investment losses due to recommendations by Triad Advisors LLC broker John Matteoni (CRD# 4177784)? He has been registered with Triad Advisors LLC in Reno, Nevada, since 2009. John Matteoni Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former Arive Capital Markets broker Michael Digioia (CRD# 4073951), who is accused of unsuitable investment recommendations. He was registered with the following firms: Lampost Capital, L.C. in Boca Raton, Florida, from 2020 to 2022 Arive … Continue reading
Former Frost Brokerage Services, Inc. broker Nicholas Watne (CRD# 3135342) is the subject of a $9.95 million customer complaint related to misrepresentations. He has been registered with Citizens Securities, Inc. in Johnston, Rhode Island, since May 2024. He was previously … Continue reading