Author: Jeff Erez
Former Center Street Advisors, Inc. broker Rene Castro (CRD# 2559410) is accused of alternative investment losses. She has been registered with Great Point Capital LLC in Chicago, Illinois, since 2019, and with Retirement Wealth Management in Upland, California, since 2020. … Continue reading
Erez Law is currently investigating Cabot Lodge Securities LLC broker Craig Gould (CRD# 2367293, who is accused of REIT losses. He has been registered with World Equity Group, Inc. In Schaumburg, Illinois, since 2021 and with Cabot Lodge Securities LLC … Continue reading
Erez Law is currently investigating former Texas Securities, Inc. broker William Hayden (CRD# 2303449) regarding energy sector losses. He was registered with Texas Securities, Inc. in Carrollton, Texas, from 2021 to 2023 and previously with Nobles & Richards, Inc. in … Continue reading
Were you the victim of former Independent Financial Group, LLC broker William Isaacson (CRD# 2418034)? He was registered with Peak Brokerage Services, LLC in Boynton Beach, Florida, from 2020 to 2023. Previously, he was registered with Independent Financial Group, LLC … Continue reading
There are options for clients of LPL Financial LLC broker Jeffrey Karp (CRD# 2466542) who lost money due to unsuitable investment recommendations. He has been registered with LPL Financial LLC in Mooresville, North Carolina, since 2005. Jeffrey Karp Customer Complaints … Continue reading
Centaurus Financial, Inc. broker Thomas Paine (CRD# 2285372) is accused of real estate securities investment losses. He has been registered with Centaurus Financial, Inc. in Arroyo Grande, California, since 2006. Thomas Paine Customer Complaints He has been the subject of … Continue reading
Avantax Investment Services, Inc. broker Kevin Kelly (CRD# 2293119) is accused of unsuitable investment recommendations. He has been registered with Avantax Investment Services, Inc. in Atlanta, Georgia, since 2021. Previously, he was registered with LPL Financial LLC in Atlanta, Georgia, … Continue reading
Were you the victim of former Investment Centers of America, Inc. broker Norman Coates (CRD# 2453725? He has been registered with Securities America, Inc. and Securities America Advisors, Inc. in Tyler, Texas, since 2021. Previously, he was registered with LPL … Continue reading
Ameriprise Financial Services, LLC broker Shawn Bumgardner (CRD# 2492380) is accused of variable annuity investment losses. He has been registered with Ameriprise Financial Services, LLC in Southgate, Michigan, since 1994. Shawn Bumgardner Customer Complaints He has been the subject of … Continue reading
Barred former Wells Fargo broker James Seijas (CRD# 2392901) is alleged to play a pivotal role in the $35 million Ponzi scheme with the Q3 Trading Club. He was registered with Wells Fargo in Short Hills, New Jersey from 2013 … Continue reading