Author: Jeff Erez
Can you recover losses due to recommendations by former Cambridge Investment Research, Inc. broker Douglas Lode (CRD# 4134521)? He has been registered with Private Client Services, LLC in Overland Park, Kansas, since 2018, and with Prime Capital Investment Advisors, LLC … Continue reading
There are options for victims of former Revere Securities LLC broker Jerome Niles (CRD# 3076666), who suffered investment losses. He has been registered with Dominari Securities LLC in New York, New York, since 2023. Previously, he was registered with Revere … Continue reading
Truist Investment Services, Inc. broker Jorge Alvarez (CRD\# 2888623) is accused of unsuitable investment recommendations. He has been registered with Truist Investment Services, Inc. in Miami, Florida, since 1998. Jorge Alvarez Customer Complaints He has been the subject of three … Continue reading
Erez Law is investigating J.P. Morgan Securities LLC broker Jeffrey Lee (CRD# 4080774), who is accused of investment losses. He has been registered with J.P. Morgan Securities LLC in Tampa, Florida, since 2013. Jeffrey Lee Customer Complaints He has been … Continue reading
D.H. Hill Securities, LLLP broker Robert Dechick (CRD# 4152582) faces a half-million-dollar customer complaint for real estate investment losses. He has been registered with D.H. Hill Securities, LLLP in Clermont, Florida, since 2009, and with D.H. Hill Advisors, Inc. in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Centaurus Financial, Inc. broker Manuel Ramos (CRD# 1956224). He has been registered with Centaurus Financial, Inc. in Downey, California, since 2011. Manuel Ramos … Continue reading
Were you the victim of USCA Securities LLC broker Derek Su (CRD# 4121574)? He has been registered USCA Securities LLC in Austin, Texas, since 2014, and with U.S. Capital Wealth Advisors, LLC in Austin, Texas, since 2021. Previously, he was … Continue reading
Former Park Avenue Securities LLC broker William Bennett (CRD# 5334350) was recently terminated related to outside business activities. He was registered with Park Avenue Securities LLC in Tulsa, Oklahoma, from 2020 to 2024, when he was terminated regarding, “RR Violated … Continue reading
Were you the victim of former UBS Financial Services Inc. Michael Rosenbach (CRD# 6497350)? He was registered with UBS Financial Services Inc. in Tampa, Florida, from 2021 to 2023, when he was terminated regarding, “employee discharged after violating firm policies … Continue reading
Centaurus Financial, Inc. broker Anthony Desjardins (CRD# 6528916) is accused of investment losses related to corporate debt. He has been registered with Centaurus Financial, Inc. in Lady Lake, Florida, since 2017. Anthony Desjardins Customer Complaints He has been the subject … Continue reading