Author: Jeff Erez
Erez Law is currently investigating former B. Riley Wealth Advisors, Inc. broker Roger Follis (CRD# 2653439) related to investment losses. He has been registered with A.G.P. / Alliance Global Partners in Washington, DC, since February 2024. Previously, he was registered … Continue reading
Erez Law is currently investigating Wells Fargo Advisors Financial Network, LLC broker Giuseppe Mauceli (CRD# 2818956) regarding allegations of unsuitable investment recommendations. He has been registered with Wells Fargo Advisors Financial Network, LLC in Hackensack, New Jersey, since 2023. Previously, … Continue reading
There are options for customers of Centaurus Financial, Inc. broker John Marcheso (CRD# 869337) regarding real estate securities losses. He has been registered with Centaurus Financial, Inc. in Anaheim, California, and Rathdrum, Idaho, since 2000. John Marcheso Customer Complaints He … Continue reading
There are options for clients of Bok Financial Securities, Inc. broker Gihan Fernando (CRD# 4469669) who suffered losses due to investments in business development companies (BDCs) and real estate securities. He has been registered with Cetera Investment Services LLC in … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Haiguang Yin (John Yin) (CRD# 3249933), who is accused of unsuitable investment recommendations. He has been registered with Packerland Brokerage Services, Inc. in City of Industry, California, since March … Continue reading
Erez Law is currently investigating former Pruco Securities, LLC broker James Pelletiere (CRD# 2628708) who was barred by FINRA. He was registered with Pruco Securities, LLC in Downers Grove, Illinois, from 2019 to 2022, and with MML Investors Services, LLC … Continue reading
There are options for clients of Morgan Stanley broker Alyce Weixler (CRD# 2559926) who suffered investment losses. She has been registered with Morgan Stanley in Louisville, Kentucky, since 2020. Alyce Weixler Customer Complaints She has been the subject of one … Continue reading
Morgan Stanley broker Linda Schnell (CRD# 2622613) is accused of mutual fund losses. She has been registered with Morgan Stanley in Paramus, New Jersey, since 2009. Linda Schnell Customer Complaints She has been the subject of two customer complaints between … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Inc. broker Stephen Medina (CRD# 2614773) related to allegations of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Corpus Christi, Texas, … Continue reading
Were you the victim of former FSC Securities Corporation broker Randy Cox (CRD# 2544998)? He has been registered with Osaic Wealth, Inc. in Hudson Oaks, Texas, since 2023. He was previously registered with FSC Securities Corporation in Hudson Oaks, Texas, … Continue reading