Author: Jeff Erez
Morgan Stanley broker Christiana Webb (CRD# 5116707) is accused of investment losses related to options. She has been registered with Morgan Stanley in Peachtree City, Georgia, since 2009. Christiana Webb Customer Complaints She has been the subject of one customer … Continue reading
Wells Fargo Clearing Services, LLC broker Pasquale Capone (CRD# 2487767) faces a $600,000 customer complaint related to preferred stock losses. He has been registered with Wells Fargo Clearing Services, LLC in Woodbury, New York, since 2004. According to public records, … Continue reading
Erez Law is currently investigating brokers nationwide who recommended their clients invest in Silver Star Properties, a non-traded real estate investment trust (REIT). Silver Star Properties owned 44 commercial properties in Texas, which are reportedly worth millions of dollars. Just … Continue reading
Were you the victim of Money Concepts Capital Corp. broker Francis Carson (CRD# 1494735), who is accused of unsuitable investment recommendations? He has been registered with Money Concepts Capital Corp. in Stratford, Connecticut, and Newton, Massachusetts, since 2020. Francis Carson … Continue reading
Erez Law recently filed a FINRA arbitration against Centaurus Financial, Inc. related to investments. The allegations are related to recommendations of Hospitality Investors Trust, Inc. and speculative and unsuitable L Bonds issued by GWG Holdings Inc. and by Valentino Scott … Continue reading
Were you the victim of Citigroup Global Markets, Inc. broker Jorge Menendez (CRD# 5138358) related to auto-callable structured notes investment losses? He has been registered with Citigroup Global Markets, Inc. in Miami, Florida, since 2013. Auto-callable structured notes are market-linked … Continue reading
Erez Law recently filed a FINRA arbitration against Centaurus Financial, Inc., related to investment recommendations by Marco Azizi (CRD# 2154719). Marco Azizi has been registered with Centaurus Financial, Inc. in San Jose, California, since July 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating 31-year industry veteran Somerset Securities, Inc. broker Thomas Hamlin (CRD# 2208505) regarding iCap Equity, LLC investment losses, a high-risk Regulation D private placement was unsuitable for many investors. He has been registered with Somerset Securities, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker James Schwarz (CRD# 416535) regarding investment losses related to high-risk preferred stocks. He has been registered with UBS Financial Services Inc. in Short Hills, New Jersey, since 2013. James Schwarz … Continue reading
Nineteen-year industry veteran Truist Investment Services, Inc. broker Edward Cohen (CRD# 4693017) is accused of unsuitable investment recommendations related to a Guaranteed Income Contract (GIC). He has been registered with Truist Investment Services, Inc. in Bal Harbour, Florida, since 2007 … Continue reading