Author: Jeff Erez
Erez Law is currently investigating former Edward Jones broker Reuben Brown (CRD# 7089559), who was barred by FINRA regarding investment losses related to private securities transactions and selling away. He was registered with Edward Jones in Southlake, Texas, from 2019 … Continue reading
Can you recover investment losses due to recommendations by former Sagepoint Financial, Inc. broker Ran Regev (CRD# 5469190)? He has been registered with Osaic Wealth, Inc. in Fort Lauderdale, Florida, since 2023. Previously, he was registered with Sagepoint Financial, Inc. … Continue reading
Herbert J. Sims & Co, Inc. broker Edward Muster (CRD# 1012341) is accused of unauthorized trades. He has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida, from 1998 to 2020. Edward Muster Customer Complaints He … Continue reading
Morgan Stanley broker Sean Brennan (CRD# 2915933) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Red Bank, New Jersey, since 2009. Sean Brennan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Former Global Financial Private Capital, LLC broker John Anderson (CRD# 5922928) is accused of unauthorized trades. He has been registered with Anderson Advisors, Inc. in Gainesville, Georgia, since 2022. Previously, he was registered with AE Wealth Management, LLC in Gainesville, … Continue reading
Ameriprise Financial Services, LLC broker Michael Fisher (CRD# 4056114) is accused of unsuitable and unauthorized trading. He has been registered with Ameriprise Financial Services, LLC in Melville, New York, since 2016. Previously, he was registered with Wells Fargo Advisors, LLC … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Jon Lindenberg (CRD# 4161624), who is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Bethesda, Maryland, since 2003. Jon Lindenberg Customer … Continue reading
There are options for clients of former Securities America, Inc. broker Michael Raineri (CRD# 4817558) who suffered investment losses. He was registered with Securities America, Inc. in Seattle, Washington, from 2020 to 2023, when he was terminated regarding, “The Financial … Continue reading
Were you the victim of E1 Asset Management, Inc. broker Shaun Grimaldi (CRD# 4529021)?. He has been registered with E1 Asset Management, Inc. in Jersey City, New Jersey, since 2003. Shaun Grimaldi Customer Complaints He has been the subject of … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Joseph Hurley (CRD# 4499819)? He has been registered with Cambridge Investment Research, Inc. in Battle Ground, Washington, since 2010. Joseph Hurley Customer Complaints He has been the subject of two … Continue reading