Author: Jeff Erez
Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Patrick Dever (CRD# 2202204)? He has been registered with Stifel, Nicolaus & Company, Incorporated in West Chester, Pennsylvania, since 2014. Patrick Dever Customer Complaints He has been the subject … Continue reading
Janney Montgomery Scott LLC broker Tammy Bowman (CRD# 2159262) is accused of stock losses. She has been registered with Janney Montgomery Scott LLC in Royersford, Pennsylvania, since 1999. Tammy Bowman Customer Complaints She has been the subject of two customer … Continue reading
Former Umpqua Investments, Inc. broker Donald Peabody (CRD# 2175218) is accused of unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Coos Bay, Oregon, since 2023. He was registered with FSC Securities Corporation in Coos Bay, Oregon, … Continue reading
Former LPL Financial LLC broker Brendan Kelly (CRD# 2208036) is accused of private security losses. He has been registered with IFP Securities, LLC in Downingtown, Pennsylvania, since September 2024. He was registered with Alera Investment Advisors in Berwyn, Pennsylvania, from … Continue reading
Did you lose money investing with Northwestern Mutual Investment Services, LLC broker Ralph Stockemer (CRD# 1844056)? He has been registered with Northwestern Mutual Investment Services, LLC in Dallas, Texas, since 2007. Ralph Stockemer Customer Complaints He has been the subject … Continue reading
There are options for clients of LPL Financial LLC broker Patricia Fleming (CRD# 1960175) who suffered investment losses. He has been registered with LPL Financial LLC in San Diego, California, since 2021. He was registered with Waddell & Reed in … Continue reading
Were you the victim of Avantax Investment Services, Inc. broker Ramon Haile (CRD# 2010552)? He has been registered with Avantax Investment Services, Inc. in Hamilton, Texas, since 1990. Ramon Haile Customer Complaints He has been the subject of one customer … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Lawrence Feldmesser (CRD# 1848547) customers were the victims of investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Washington, DC, since 2008. Lawrence Feldmesser Customer Complaints He has been the … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Anthony Mampieri (CRD# 1653703) regarding structured product losses. He has been registered with Wells Fargo Advisors Financial Network, LLC in Dublin, Ohio, since 2023. He was registered with Morgan Stanley in … Continue reading
Erez Law, a reputable legal firm with a track record of successfully representing investors in similar cases, is currently investigating brokers and advisors nationwide who recommended their clients invest in limited partnership interests in Broad Street Global Fund (BSG Fund), … Continue reading