Author: Jeff Erez
Were you the victim of former Coordinated Capital Securities, Inc. broker Jason Nelson (CRD# 3069330)? He has been registered with LPL Financial LLC in Cincinnati, Ohio, since 2023. He was registered with Coordinated Capital Securities, Inc. in Cincinnati, Ohio, from … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Brian Lesley (CRD# 3090243) regarding stock losses. He has been registered with LPL Financial LLC in Starkville, Mississippi, since 2012. Brian Lesley Customer Complaints He has been the subject of two … Continue reading
Did you lose money investing in the high-risk oil and gas energy sector with former Berthel, Fisher & Company Financial Services, Inc. broker Alvery Bartlett Jr. (CRD# 13975)? He has been registered with Arete Wealth Management, LLC in Clayton, Missouri … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Andrew Burish (CRD# 1111163) regarding losses related to investments in Tesla, Inc. He has been registered with UBS Financial Services Inc. in Madison, Wisconsin, since 1984. He oversees The Burish … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Robert Rose (CRD# 2874342)? He has been registered with Wells Fargo Clearing Services, LLC in Tampa, Florida, since 2009. Robert Rose Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating Edward Jones broker Aaron Wilkinson (CRD# 2756359) related to investment losses. He has been registered with Edward Jones in Goshen, Indiana, since 1996. Aaron Wilkinson Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reed Smith (CRD# 2708938)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, Texas, since 1996. Reed Smith Customer Complaints He has … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Shannon Moore (CRD# 2934682) is accused of unsuitable investment recommendations. She has been registered with LPL Financial LLC in Jefferson City, Tennessee, since 2011. Shannon Moore Customer Complaints She has been … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Nicholas Tsikitas (CRD# 2871712) regarding unsuitable investment recommendations. He has been registered with Aegis Capital Corp. in Melville, New York, since 2014. In March 2003, the National Association of Securities Dealers, … Continue reading
Former A.G. Morgan Financial Advisors, LLC Chief Compliance Officer (CCO) James McArthur (CRD# 2797856) is accused of promissory note losses. He was registered with IBN Financial Services, Inc. in Massapequa, New York, from 2021 to 2022, when he was terminated … Continue reading