Author: Jeff Erez
Can you recover losses due to recommendations by Cape Securities Inc. broker Samuel Phillips, Jr. (CRD# 2239471)? He has been registered with Cape Securities Inc. and Cape Investment Advisory, Inc. in McDonough, Georgia, since 2016. Previously, he was registered with … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation broker John Forrester (CRD# 728188) regarding energy sector losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2010. According to public records, a former client filed a … Continue reading
Were you the victim of McNally Financial Services Corporation broker Mark Kemp (CRD# 2057200)? Mark Kemp has been registered with McNally Financial Services Corporation in Corpus Christi, Texas since 2010. Previously, Mark Kemp was registered with Next Financial Group Inc. … Continue reading
Were you the victim of former D.H. Hill Securities, LLP broker Donald Wallace (CRD# 1471984)? He was registered with D.H. Hill Securities, LLP in Fort Lauderdale, Florida, from 2017 to 2023. Previously, he was registered with Financial West Group (now … Continue reading
Erez Law is currently investigating former Moloney Securities Co., Inc. broker Glennon Cole (CRD# 1999588) regarding allegations of unsuitable investment recommendations. Glennon Cole was registered with Moloney Securities Co., Inc. in Manchester, Missouri from 2012 to 2021, when he was … Continue reading
Erez Law is currently investigating former Morgan Stanley broker William Beasley (CRD# 1750089) regarding stock losses. He has been registered with BHK Securities, LLC and BHK Investment Advisors in Birmingham, Alabama, since 2021. Previously, he was registered with Morgan Stanley … Continue reading
There are options for clients who suffered investment losses due to recommendations by former RBC Capital Markets, LLC broker Scott Matalon (CRD# 4637378). He was registered with RBC Capital Markets, LLC in Jericho, New York, from 2019 to 2021 and … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Barrett (CRD# 1491194)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, since 1986. John Barrett Customer Complaints … Continue reading
There are options for clients of PHX Financial, Inc. broker Steros Christoforou (CRD# 4407397), who lost money investing in real estate securities. He has been registered with PHX Financial, Inc. in Fort Lauderdale, Florida, since 2012. Steros Christoforou Customer Complaints … Continue reading
Were you the victim of UBS Financial Services Inc. broker Richard Gibbs (CRD# 4659304)? He has been registered with UBS Financial Services Inc. in Leawood, Kansas, since 2013. Richard Gibbs Customer Complaints He has been the subject of one customer … Continue reading