Author: Jeff Erez
Thirty-five-year industry veteran LPL Financial LLC broker Duncan Maceachern (CRD# 1856591)is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Royal Oak, Michigan, since 2021. Duncan Maceachern Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating Madison Avenue Securities, LLC broker Daniel Werts (CRD# 6610699) regarding GWG Holdings Inc. L Bonds investment losses. He has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado, since 2021, and with AE Wealth … Continue reading
Former Cetera Advisor Networks LLC broker Charles Weldon (CRD# 1030659) faces multiple customer complaints related to stock losses. He has been registered with Independent Financial Group, LLC in Boca Raton, Florida, since 2022. Previously, he was registered with the following … Continue reading
Erez Law is currently investigating former First American Securities Inc. broker Thomas Brenner (CRD# 1489233), who was barred by FINRA related to investments in United RL Capital Services. He was registered with First American Securities Inc. in Orrville, Ohio, from … Continue reading
Erez Law is currently investigating former Ele Wealth Advisors, Inc. and MSI Financial Services, Inc. broker Gail Milon (CRD# 1766745) related to real estate investment losses. She was registered with Ele Wealth Advisors, Inc. in Tallahassee, Florida, from March to … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Ryall (CRD# 408065) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Springfield, Massachusetts, since 2006. Richard Ryall Customer Complaints He … Continue reading
There are options for clients of Corinthian Partners, L.L.C. broker Hagin Richeson (CRD# 5380166), who suffered investment losses related to investment losses related to corporate debt. He has been registered with Corinthian Partners, L.L.C. in Clearwater, Florida, since 2016, and … Continue reading
Erez Law is currently investigating former RBC Capital Markets, LLC broker William Notrica (CRD# 817537) regarding unsuitable investment recommendations. He has been registered with Aegis Capital Corp. in Portland, Oregon, and San Juan Capistrano, California, since 2022. Previously, he was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Union Capital Company broker Ernest Harris (CRD# 714335). He has been registered with Union Capital Company in Tucson, Arizona, since 2018. In 2004, … Continue reading
Were you the victim of former SW Financial broker Felipe Arrieta (CRD# 4142123)? He was registered with Great Point Capital LLC in Chicago, Illinois, from July to October 2023. Previously, he was registered with the following firms: Moloney Securities Co., … Continue reading