Author: Jeff Erez
Were you the victim of former Wells Fargo Clearing Services, LLC broker Steven Hill (CRD# 4606358)who is accused of unsuitable investment recommendations? He has been registered with Wells Fargo Clearing Services, LLC in Atwater, California, since 2011. Previously, he was … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Eric Kuchherzki (CRD# 2529623) who suffered investment losses related to corporate debt. He has been registered with Centaurus Financial, Inc. in Burlingame, California, since 2018. Previously, he was registered with … Continue reading
There are options for clients of State Farm VP Management Corp. broker Reginald Rabb (CRD# 3140903), who faces a customer complaint. He has been registered with State Farm VP Management Corp. in La Crosse, Wisconsin, since 1999. Reginald Rabb Customer … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Scott Roslonowski (CRD# 4795893) regarding investment losses related to a high-fee portfolio of non-traded real estate investment trusts (REITs), illiquid variable annuities, and variable universal life insurance. He has been … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Forster (CRD# 1303832), who is accused of variable annuity investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Washington, DC, … Continue reading
There are options for clients of former SW Financial broker Eric Baron (CRD# 2758724) who suffered investment losses. He was registered with the following brokerage firms; Network 1 Financial Securities Inc. in Hauppauge, New York, from 2022 to 2013 Spartan … Continue reading
R. F. Lafferty & Co., Inc. broker Kevin Cory (CRD# 1716966) is accused of broker misconduct. He has been registered with R. F. Lafferty & Co., Inc. in New York, New York, from 2017 to 2022. Previously, he was registered … Continue reading
Erez Law is currently investigating former Citi Private Advisory, LLC broker Angel Ferrer (CRD# 4220368) regarding allegations that he overconcentrated positions in a healthcare company in the accounts of an Emmy award-winning news anchor. He has been registered with and … Continue reading
Did you lose money investing in the high-risk oil and gas energy sector with former Berthel, Fisher & Company Financial Services, Inc. broker Alvery Bartlett Jr. (CRD# 13975)? Bartlett has been registered with Arete Wealth Management, LLC in Clayton, Missouri, … Continue reading
There are options for customers of Cambridge Investment Research, Inc. broker Kurt Cambier (CRD# 1392482), who is accused of unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. in Littleton, Colorado, since 2008. Kurt Cambier Customer Complaints … Continue reading