Author: Jeff Erez
Were you the victim of Money Concepts Capital Corp. broker Francis Carson (CRD# 1494735), who is accused of unsuitable investment recommendations? He has been registered with Money Concepts Capital Corp. in Stratford, Connecticut, and Newton, Massachusetts, since 2020. Francis Carson … Continue reading
Erez Law recently filed a FINRA arbitration against Centaurus Financial, Inc. related to investments. The allegations are related to recommendations of Hospitality Investors Trust, Inc. and speculative and unsuitable L Bonds issued by GWG Holdings Inc. and by Valentino Scott … Continue reading
Were you the victim of Citigroup Global Markets, Inc. broker Jorge Menendez (CRD# 5138358) related to auto-callable structured notes investment losses? He has been registered with Citigroup Global Markets, Inc. in Miami, Florida, since 2013. Auto-callable structured notes are market-linked … Continue reading
Erez Law recently filed a FINRA arbitration against Centaurus Financial, Inc., related to investment recommendations by Marco Azizi (CRD# 2154719). Marco Azizi has been registered with Centaurus Financial, Inc. in San Jose, California, since July 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating 31-year industry veteran Somerset Securities, Inc. broker Thomas Hamlin (CRD# 2208505) regarding iCap Equity, LLC investment losses, a high-risk Regulation D private placement was unsuitable for many investors. He has been registered with Somerset Securities, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker James Schwarz (CRD# 416535) regarding investment losses related to high-risk preferred stocks. He has been registered with UBS Financial Services Inc. in Short Hills, New Jersey, since 2013. James Schwarz … Continue reading
Nineteen-year industry veteran Truist Investment Services, Inc. broker Edward Cohen (CRD# 4693017) is accused of unsuitable investment recommendations related to a Guaranteed Income Contract (GIC). He has been registered with Truist Investment Services, Inc. in Bal Harbour, Florida, since 2007 … Continue reading
Erez Law recently filed a FINRA arbitration against Citizens Securities Inc. related to Colorado Bankers Life Annuities. Their customer alleges that William Torrance (CRD #5086449), who was a registered representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated in Philadelphia, … Continue reading
Erez Law is interested in speaking with clients who suffered investment losses due to recommendations from UBS Financial Services Inc. broker William Cerf (CRD# 2269462) related to Yield Enhancement Services (YES) investment losses. William Cerf has been a registered representative … Continue reading
Erez Law is currently investigating Royal Alliance Associates, Inc. broker Kaled Khaznehkatbi (CRD# 5726875), who is accused of annuity investment losses. He has been registered with Osaic Wealth, Inc. in Bloomfield Hills, Michigan, since 2018. Kaled Khaznehkatbi Customer Complaints He … Continue reading