Author: Jeff Erez
Were you the victim of NYLife Securities LLC broker Jeffrey Perryman (CRD# 2019969)? He has been registered with NYLife Securities LLC in Johnstown, Colorado, from 1990 to 2024, when he was terminated regarding, “Jeffrey Perryman resigned after the Company found … Continue reading
Can you recover losses due to recommendations by LPL Financial LLC broker John Matson (CRD# 1796541)? He has been registered with LPL Financial LLC in Manhattan Beach, California, from 2017 to 2022, Ameriprise Financial Services, Inc. in Los Angeles, California, … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Paul Nathe (CRD# 2015831) regarding stock losses. He has been registered with Oppenheimer & Co. Inc. in Fishkill, New York, since 2007. Paul Nathe Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker John Tryon (CRD# 1593231) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Troy, Michigan, since 2005. John Tryon Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Tracy Longstreet (CRD# 1768525) regarding IRA losses. She was registered with UBS Financial Services Inc. in Houston, Texas, from 2009 to 2024. In September 2024, FINRA barred him after … Continue reading
Can you recover losses due to recommendations by Concorde Investment Services, LLC broker Alan Harrison (CRD# 1616987)? He has been registered with Concorde Investment Services, LLC in Trussville, Alabama, since 2015. Alan Harrison Customer Complaints He has been the subject … Continue reading
Were you the victim of Commonwealth Financial Network broker Paul Miller Jr. (CRD# 1769045) who is accused of variable annuity losses? He has been registered with Commonwealth Financial Network in Medina, Ohio, since 2016. He was registered with Raymond James … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker James Paige (CRD# 1726609)? He has been registered with Wells Fargo Clearing Services, LLC in Vero Beach, Florida, since 2008. James Paige Customer Complaints He has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Christopher Jacobi (CRD# 1648679). He has been registered with Ameriprise Financial Services, LLC in Pensacola, Florida, since 2009. … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Sica (CRD# 1756940) regarding failure to follow directions. He has been registered with Charles Schwab & Co., Inc. in Brookfield, Connecticut, since 2021. He was … Continue reading