Author: Jeff Erez
Were you the victim of Aegis Capital Corp. broker Surage Perera (CRD# 4716321)? He has been registered with Aegis Capital Corp. in Melville, New York, from 2018 to 2022. Previously, he was registered with Maxim Group LLC in New York, … Continue reading
There are options for clients of UBS Financial Services Inc. broker Mark Elias (CRD# 2938707) who suffered losses due to unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Houston, Texas, since 2003. Mark Elias Customer … Continue reading
Calton & Associates, Inc. broker John Drabek (CRD# 1335813) is accused of unsuitable investment recommendations. He has been registered with Calton & Associates, Inc. in Tampa, Florida, and East Lyme, Connecticut, since 2010. John Drabek Customer Complaints He has been … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Seth Mason (CRD# 1540891) regarding unsuitable investment recommendations. He was registered with Morgan Stanley in Grand Rapids, Michigan, from 2009 to 2022. Seth Mason Customer Complaints He has been the subject … Continue reading
Wells Fargo Clearing Services, LLC broker Yancey Carter (CRD# 2259658) faces a complaint related to stock losses. He has been registered with Wells Fargo Clearing Services, LLC in Valdosta, Georgia, since 2008. Yancey Carter Customer Complaints He has been the … Continue reading
Were you the victim of former Wells Fargo Clearing Services, LLC broker Steven Hill (CRD# 4606358)who is accused of unsuitable investment recommendations? He has been registered with Wells Fargo Clearing Services, LLC in Atwater, California, since 2011. Previously, he was … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Eric Kuchherzki (CRD# 2529623) who suffered investment losses related to corporate debt. He has been registered with Centaurus Financial, Inc. in Burlingame, California, since 2018. Previously, he was registered with … Continue reading
There are options for clients of State Farm VP Management Corp. broker Reginald Rabb (CRD# 3140903), who faces a customer complaint. He has been registered with State Farm VP Management Corp. in La Crosse, Wisconsin, since 1999. Reginald Rabb Customer … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Scott Roslonowski (CRD# 4795893) regarding investment losses related to a high-fee portfolio of non-traded real estate investment trusts (REITs), illiquid variable annuities, and variable universal life insurance. He has been … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Forster (CRD# 1303832), who is accused of variable annuity investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Washington, DC, … Continue reading