Author: Jeff Erez
IBN Financial Services, Inc. broker Richard Stevens (CRD# 852090) faces a customer complaint related to real estate investment losses. He has been registered with IBN Financial Services, Inc. in Liverpool, New York, since 2013. Previously, he was registered with Gradient … Continue reading
Wintrust Investments LLC broker Stephen Sperling (CRD# 3061073) is accused of real estate investment trust (REIT) losses. He has been registered with Wintrust Investments LLC in Palatine, Illinois, since 2007. Stephen Sperling Customer Complaints He has been the subject of … Continue reading
Were you the victim of variable annuity investment losses with Pruco Securities, LLC broker John Becker (CRD# 5928771)? He has been registered with Pruco Securities, LLC in Melbourne, Florida, since 2011. John Becker Customer Complaints He has been the subject … Continue reading
Were you the victim of GWG Holdings Inc. losses with American Equity Investment Corporation broker Shane Elsbury (CRD# 5661717)? He has been registered with American Equity Investment Corporation in New Albany, Indiana, since 2009. Shane Elsbury Customer Complaints He has … Continue reading
United Planners’ Financial Services Of America A Limited Partner broker Aaron Graham (CRD# 3167246) is accused of exchange traded fund (ETF) investment losses. He has been registered with United Planners’ Financial Services Of America A Limited Partner in Salt Lake … Continue reading
Erez Law has recently filed a FINRA arbitration against Morgan Stanley, alleging between $500,000 and $1 million in damages. The customer alleges investment losses due to recommendations by Morgan Stanley broker Sean Righter (CRD #5419832). He has been a registered … Continue reading
There are options for clients of barred former Wedbush Securities Inc. broker Jonathan Way (CRD# 1126849) who suffered investment losses due to unsuitable investment recommendations. He was registered with Wedbush Securities Inc. in Napa, California, from 2002 to 2022. In … Continue reading
Erez Law is currently investigating 37-year industry veteran and Rockefeller Financial LLC broker Peter Clarke (CRD# 1400419), who faces a $6.3 million customer complaint. He has been registered with Rockefeller Financial LLC in Palm Beach Gardens, Florida, since 2021. Previously, … Continue reading
Were you the victim of investment losses with PFS Investments Inc. broker Sean Fields (CRD# 6790559)? He has been registered with PFS Investments Inc. in West Chester, Ohio, since 2017, and with Primerica Advisors in West Chester, Ohio, since 2021. … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in iCap Northwest Opportunity Fund, LLC, a high-risk private placement with assets in the real estate sector. Regrettably, for investors across the country, as interest rates … Continue reading