Author: Jeff Erez
Former Equitable Advisors, LLC broker Jason Mitsuda (CRD# 6718373) is accused of unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in Honolulu, Hawaii, since 2024. He was registered with the following brokerage firms: Pruco Securities, LLC in … Continue reading
Ausdal Financial Partners, Inc. broker Max Birkinbine (CRD# 6836583) faces customer complaints. He has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota, since 2017. Max Birkinbine Customer Complaints He has been the subject of two customer complaints … Continue reading
Former Edward Jones broker Lincoln Mason (CRD# 7057393) is accused of selling away. He was registered with Edward Jones in Arnolds Park, Iowa, from 2019 to 2021, when he was terminated regarding, “Concerns relating to outside business activities and failure … Continue reading
Were you a victim of Infinex Investments, Inc. broker Derek Malone (CRD# 5495233)? He has been registered with Osaic Institutions, Inc. in New York, New York, and Infinex Investments, Inc., in New York, New York, since 2016. He was registered … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Charles Fagan (CRD# 5040887) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in St Louis, Missouri, since 2011. Charles Fagan Customer Complaints He … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Western International Securities, Inc. broker Antoine Nader (CRD# 4700969). He has been registered with Western International Securities, Inc. in Westlake Village, California, since … Continue reading
Erez Law is currently investigating former Independent Financial Group, LLC broker Scott Olson (CRD# 711256). He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2021, and IP Financial Advisory Services LLC in Melbourne, Florida, since 2021. … Continue reading
Erez Law is currently investigating former Lincoln Financial Advisors Corporation broker Michael McFeeley (CRD# 5505995) regarding energy sector losses. He has been registered with LPL Financial LLC in York, Pennsylvania, since 2024. He was registered with Osaic Fa, Inc. in … Continue reading
Were you the victim of former Ameritas Investment Company, LLC broker Allison Terlip (CRD# 5530486)? She was registered with Ameritas Investment Company, LLC in Navarre, Florida, from 2022 to 2023, MML Investors Services, LLC in Pensacola, Florida, from 2019 to … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker Judith Dolle (CRD# 826135). She was registered with LPL Financial LLC in Rancho Mirage, California, from 2013 to … Continue reading