Author: Jeff Erez
There are options for clients of former Securities America, Inc. broker Curtis Wilson (CRD# 1517272), who suffered investment losses. He was registered with Securities America, Inc. in Tulsa, Oklahoma, from 2015 to 2020 and with LPL Financial LLC in Tulsa, … Continue reading
Emerson Equity LLC broker Timothy Sherer (CRD# 833618) is accused of unsuitable investment recommendations. He has been registered with Emerson Equity LLC in Los Gatos, California, since 2019. Previously, he was registered with Sandlapper Wealth Management, LLC and Sandlapper Securities, … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Nisreen Byrne (CRD# 2223199), who is accused of unsuitable investment recommendations. He has been registered with J.P. Morgan Securities LLC in Bloomfield Hills, Michigan, since 2014. Nisreen Byrne Customer … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Zachary Taylor (CRD# 6074776), who faces a customer complaint related to stock losses. He has been registered with Saxony Securities, Inc. and Saxony Capital Management, LLC in Newport Beach, California, … Continue reading
Can I recover losses from investments with former MML Investors Services, LLC broker Kenan Bell (CRD# 5371532) regarding mutual fund losses? He has been registered with MML Investors Services, LLC in Lynchburg, Virginia, from 2019 to 2022, when he was … Continue reading
Were you the victim of variable annuity losses with MML Investors Services, LLC broker Robert Ruff (CRD# 1856977)? He has been registered with MML Investors Services, LLC in Toledo, Ohio, since 1988. Robert Ruff Customer Complaints He has been the … Continue reading
Former SW Financial broker Vincenzo Trimaldi (CRD# 6547276) faces customer complaints related to unsuitable investment recommendations. He has been registered with Vienna Capital Partners LLC in New York, New York, since July 2023. Previously, he was registered with SW Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Guy Presutti (CRD# 1196621), who is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & … Continue reading
Erez Law is currently investigating Pruco Securities, LLC broker Travis Hudson (CRD# 4825700), who is accused of insurance investment losses. He has been registered with Pruco Securities, LLC in Columbia, South Carolina, since 2004, and with Prudential Financial Planning Services … Continue reading
There are options for clients of Cambridge Investment Research, Inc. broker John Lee (CRD# 2950037), who suffered investment losses due to his recommendations. He has been registered with LPL Financial LLC in Fort Worth, Texas, since 2021. Previously, he was … Continue reading