Author: Jeff Erez

Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Christopher Eriksson (CRD# 2487298) regarding unsuitable investment recommendations. He was with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayzata, Minnesota, from 2005 to 2020, when … Continue reading →

There are options for clients of former MSI Financial Services, Inc. broker Eric Tom (CRD# 1890823) who lost money related to annuity investment losses. He has been registered with MML Investors Services, LLC in East Hills, New York, since 2017. … Continue reading →

Erez Law is currently investigating former Kestra Investment Services broker Mark Mappa (CRD# 1874503) regarding oil and gas investment losses. He has been registered with Woodbury Financial Services, Inc. in Northbrook, Illinois, since 2016. Mark Mappa Customer Complaints He has … Continue reading →

Moloney Securities Co., Inc. broker Robert Gustafson (CRD# 5753473) faces a customer complaint related to unsuitable investments. He has been registered with Moloney Securities Co., Inc. in Epping, New Hampshire, since 2015 and with Moloney Securities Asset Management LLC in  … Continue reading →

Were you the victim of former Cape Investment Advisory, Inc. and Cape Securities Inc. broker Darwin Dees (CRD# 4662702) who is accused of unsuitable investment recommendations? He has been registered with Kovack Securities Inc. in Tifton, Georgia, since 2022. Previously, … Continue reading →

Can I recover losses from investments with Arete Wealth Management, LLC broker Brittani Cooper (CRD# 6327801)? She has been registered with Arete Wealth Management, LLC in St. Louis, Missouri, since 2020. Previously, she was registered with Edward Jones in Fenton, … Continue reading →

Were you the victim of Cetera Investment Services LLC broker Joshua Green (CRD# 4970616)? He has been registered with Cetera Investment Services LLC in New Port Richey, Florida, since 2017. Joshua Green Customer Complaints He has been the subject of … Continue reading →

American Trust Investment Services, Inc. broker Kyle Chapman (CRD# 6303483) is accused of GWG Holdings Inc. L Bonds losses. He has been registered with American Trust Investment Services, Inc. in San Clemente, California, from 2020 to 2022. Previously, he was … Continue reading →

Erez Law is currently investigating Westpark Capital, Inc. broker Linda Wimsatt (CRD# 1401802) regarding GWG Holdings Inc. and its L Bonds losses. She has been registered with American Trust Investment Services, Inc. in Carlsbad, California, since 2020. Previously, she was … Continue reading →

Were you the victim of investment losses with Stifel, Nicolaus & Company, Incorporated broker Gerard Kelly III (CRD# 1563010)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Clearwater, Florida, since 2013.  Gerard Kelly III Customer Complaints He … Continue reading →