Author: Jeff Erez
Westpark Capital, Inc. broker Kim Kunz (CRD# 718618) is accused of GWG Holdings Inc. investment losses. She has been registered with Westpark Capital, Inc. in Atascadero, California, since 2017. Kim Kunz Customer Complaints She has been the subject of two … Continue reading
Erez Law is currently investigating Allstate Financial Services, LLC broker Gina Kidd (CRD# 6658538) regarding insurance losses. She was registered with Allstate Financial Services, LLC in Bedford, Virginia, from 2017 to 2020, when she was terminated regarding, “Termination after allegations … Continue reading
Ausdal Financial Partners, Inc. broker Wilfredo Miranda III (CRD# 6207329) is accused of GWG Holdings Inc. investment losses. He has been registered with Ausdal Financial Partners, Inc. in Oakbrook Terrace, Illinois, since 2014. Wilfredo Miranda III Customer Complaints He has … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker David Park (CRD# 4388516), who is accused of unsuitable investment recommendations. He was registered with Cambridge Investment Research, Inc. in La Canada, California, from 2019 to 2022 and previously with … Continue reading
There are options for clients of former Coastal Equities, Inc. broker Suzanne Wheeler (CRD# 1107381) who suffered losses due to alternative investments. She has been registered with Arkadios Capital in Olney, Maryland, since 2019. Previously, she was registered with Coastal … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Sharif Sharif (CRD# 2343413) regarding who is accused of unsuitable investment recommendations. He was registered with LPL Financial LLC in Elmhurst, Illinois from 2018 to 2023, when he was terminated regarding, … Continue reading
Were you the victim of investment losses with Truist Investment Services, Inc. broker T S Thompson (CRD# 2588490)? He has been registered with Truist Investment Services, Inc. and Truist Advisory Services, Inc. in Savannah, Georgia, since 2021. Previously, he was … Continue reading
Can I recover losses from investments with former Cantella & Co., Inc. broker Clinton Byrd (CRD# 4673625)? Clinton Byrd was registered with Cantella & Co., Inc. in Tallahassee, Florida, from 2007 to 2021, when he was terminated regarding, “Loss of … Continue reading
Were you the victim of investment losses with Raymond James Financial Services, Inc. broker Robert Anderson III (CRD# 2355813)? He has been registered with Raymond James Financial Services, Inc. in Hiawassee, Georgia, since 1999. Robert Anderson III Customer Complaints He … Continue reading
Erez Law is currently investigating former American Portfolios Financial Services, Inc. broker Nabil Bouab (CRD# 4340284), who is accused of unsuitable investment recommendations. He has been registered with Garden State Securities, Inc. in Red Bank, New Jersey, since 2022. Previously, … Continue reading