Author: Jeff Erez
Erez Law is currently investigating former Cabot Lodge Securities LLC broker Michael Lee (CRD# 715932) who is accused of variable annuity investment losses. He has been registered with Essex Securities LLC in Jersey City, New Jersey since 2020 and with … Continue reading
Moloney Securities Co., Inc. broker Robert Vance (CRD# 1887560) faces customer complaints related to unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Sonora, California since 2016. Robert Vance Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Lincoln Financial Securities Corporation broker Tony Keena (CRD# 3014120) regarding energy sector losses. He has been registered with Lincoln Financial Securities Corporation in Winter Park, Florida since 2014. Tony Keena Customer Complaint He has been … Continue reading
Can I recover losses from investments with J.W. Cole Financial, Inc. broker Allyson Trantum (CRD# 2896970) who is accused of variable annuity investment losses? She has been registered with J.W. Cole Financial, Inc. in Temecula, California since 2018. Previously, he … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Fariba Madison (CRD# 1178259) related to claims regarding negligence. She has been registered with Western International Securities, Inc. in Los Alamitos, California since 2012. Fariba Madison Customer Complaints She has … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Patrick Cody (CRD# 5902144) who is accused of unsuitable investment recommendations? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California … Continue reading
Erez Law is currently investigating Morgan Stanley broker Gregory Cousins (CRD# 2150397) regarding investment losses due to overconcentration. He has been registered with Morgan Stanley in Boca Raton, Florida since 2009. Gregory Cousins Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating JRL Capital Corporation broker Hillard Rest (CRD# 858840) regarding GWG Holdings Inc. losses. He has been registered with JRL Capital Corporation in Newport Beach, California since 2013. Hillard Rest Customer Complaints He has been the … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. related to recommendations to invest in the company’s high risk and unsuitable Yield Enhancement Strategy (YES). It is alleged that UBS Financial Services Inc. was targeting high net … Continue reading
Independent Financial Group, LLC broker Kenneth Beber (CRD# 4257664) is accused of real estate investment trust (REITs) losses. He has been registered with Independent Financial Group, LLC in San Dimas, California since 2011. Previously, he was registered with Investors Capital … Continue reading