Author: Jeff Erez
Can I recover losses due to investments with UBS Financial Services Inc. broker Sean Kennedy (CRD# 5755114)? He has been registered with Rockefeller Financial LLC in New York, New York, since 2022. Previously, he was registered with UBS Financial Services … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Jacob Fedor (CRD# 4135688), who is accused of stock losses? He has been registered with Raymond James Financial Services, Inc. in Madison, Indiana, since 2009. Jacob Fedor Customer Complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.W. Cole Financial, Inc. broker Jason Kimber (CRD# 6244188). He has been registered with J.W. Cole Financial, Inc. in Logan, Utah, since 2018. … Continue reading
Can I recover losses from investments with Cetera Investment Services LLC broker Mei Guo (CRD# 4201624)? He has been registered with Cetera Investment Services LLC in Monterey Park, California, since 2017. Mei Guo Customer Complaints He has been the subject … Continue reading
Can I recover losses due to investments with Western International Securities, Inc. broker Matthew Stratman (CRD# 5834026), who is accused of unsuitable investment recommendations? He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2017. Matthew … Continue reading
There are options for clients of barred former Cetera Advisor Networks LLC broker Conrad Coggeshall (CRD# 4383687) who suffered investment losses related to elder fraud. He was registered with Packerland Brokerage Services, Inc. in Scottsdale, Arizona, from 2015 to 2018. … Continue reading
There are options for customers of Sagepoint Financial, Inc. and Mackellar, James H. broker James Mackellar (CRD# 803007), who suffered investment losses. He has been registered with Sagepoint Financial, Inc. in Newbury Park, California, since 2008, and with Mackellar, James … Continue reading
Erez Law is currently investigating former BB&T Securities, LLC broker Emilio Guajardo Jr. (CRD# 4871764) regarding unit investment trust (UITs). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in The Woodlands, Texas, since 2020. Previously, he … Continue reading
There are options for clients of H. Beck, Inc. broker Jeffrey Buck (CRD# 4884887) who suffered investment losses. He has been registered with Madison Avenue Securities, LLC in Honolulu, Hawaii, since 2019, and with Buck Wealth Strategies, LLC in Honolulu, … Continue reading
There are options for clients of Pruco Securities, LLC broker David Radford (CRD# 7272317), who is accused of unsuitable investment recommendations related to variable annuity losses. He has been registered with Pruco Securities, LLC and with Prudential Financial Planning Services … Continue reading