Author: Jeff Erez
Were you the victim of LPL Financial LLC broker Richard Donatelli (CRD# 1652397)? He has been registered with LPL Financial LLC in Columbiana, Ohio, since 2017. Previously, he was registered with National Planning Corporation in Columbiana, Ohio, from 2012 to … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments due to GWG Holding Inc. investment losses with Arque Capital, Ltd. broker Christy Earhart (CRD# 3236699). She has been registered with Arque Capital, Ltd. … Continue reading
There are options for clients of Vanderbilt Securities, LLC broker Peter Cook (CRD# 1626293) who suffered investment losses. He has been registered with Vanderbilt Securities, LLC and with Vanderbilt Advisory Services in Woodbury, New York, since 2015. Peter Cook Customer … Continue reading
Erez Law is currently investigating Arque Capital, Ltd. broker Audrey Kuwabara (CRD# 5007219) regarding GWG Holdings Inc. investment losses. She has been registered with Arque Capital, Ltd. in Scottsdale, Arizona, since 2006. Audrey Kuwabara Customer Complaints She has been the … Continue reading
There are options for clients of UBS Financial Services Inc. broker Charles Lawson (CRD# 5452641), who is accused of unauthorized trades. He has been registered with UBS Financial Services Inc. in San Jose, California, since 2010. Charles Lawson Customer Complaints … Continue reading
Erez Law is currently investigating former Emerson Equity LLC broker William Duffy (CRD# 6726333) regarding who is accused of unsuitable investment recommendations. He has been registered with Innovation Partners LLC in Lone Tree, Colorado, Sharenett Securities LLC in Lone Tree, … Continue reading
Were you the victim of IFP Securities, LLC broker Antonio Moreno Jr. (CRD# 2251158), who is accused of GWG Holdings Inc. investment losses? He has been registered with IFP Securities, LLC in Orlando, Florida, since 2019 and with Independent Financial … Continue reading
UBS Financial Services Inc. broker David Barnes (CRD# 2181896) faces customer complaints related to unsuitable investment recommendations in the high-risk energy and real estate sectors. He has been registered with UBS Financial Services Inc. in Dallas, Texas, since 2016. David … Continue reading
Can I recover losses investing with RBC Capital Markets, LLC broker Edward Stike (CRD# 1439479)? He has been registered with LPL Financial LLC in Charleston, West Virginia, since 2022. Previously, he was registered with RBC Capital Markets, LLC in Charleston, … Continue reading
Were you the victim of investment losses with Morgan Stanley broker Horace Barker Jr. (CRD# 1639677)? He has been registered with Morgan Stanley in New York, New York, since 2009. Horace Barker Jr Customer Complaints He has been the subject … Continue reading