Author: Jeff Erez
Were you the victim of Joseph Gunnar & Co. LLC broker Stephen Marek (CRD# 2458841), who is accused of unsuitable investment recommendations? He has been registered with Joseph Gunnar & Co. LLC in Uniondale, New York, since 2009. Stephen Marek … Continue reading
Can I recover losses due to unsuitable investment recommendations by Coastal Equities, Inc. broker James Shenk (CRD# 2876098)? He has been registered with Coastal Equities, Inc. in Glen Rock, Pennsylvania, since 2015. James Shenk Customer Complaints He has been the … Continue reading
Were you the victim of Western International Securities, Inc. broker Helen Lin (CRD# 4556198)? She has been registered with Western International Securities, Inc. in Rolling Hills Estates, California, since 2017. Helen Lin Customer Complaints She has been the subject of … Continue reading
Erez Law is currently investigating former Accelerated Capital Group broker Mark Stewart (CRD# 2074085) regarding GWG Holdings Inc. investment losses. He has been registered with M Stevens Securities, LLC in Irvine, California, since 2020 and with M Stevens Wealth Advisors, … Continue reading
Erez Law is currently investigating Arete Wealth Management, LLC broker Dennis Thurman (CRD# 2342398) regarding unsuitable investment recommendations. He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2016. Dennis Thurman Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Morgan Stanley broker Clinton Curtright (CRD# 5921560) regarding misrepresentations related to stock investments. He has been registered with Morgan Stanley in La Jolla, California, since 2014. Clinton Curtright Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker James Peters (CRD# 2665577) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Irvine, California, since 2012. James Peters Customer Complaints He has been the subject of … Continue reading
Were you the victim of former Tradespot Markets Inc. broker Mark Beloyan (CRD# 1392748)? He was registered with Tradespot Markets Inc. in Davie, Florida, from 1992 to 2021. He acted as the firm’s President, Chief Operating Officer, Chief Compliance Officer, … Continue reading
Were you the victim of NYLIFE Securities LLC broker Cynthia Barreira (CRD# 6158367) related to variable annuity investment losses? She has been registered with NYLIFE Securities LLC in Knoxville, Tennessee, since 2013. Cynthia Barreira Customer Complaints She has been the … Continue reading
There are options for clients of Tobin & Company Securities LLC broker Justine Tobin (CRD# 1641345) who faces multi-million dollar customer complaints. She has been registered with Tobin & Company Securities LLC in Charlotte, North Carolina, since 2006. Justine Tobin … Continue reading