Author: Jeff Erez
Moloney Securities Co., Inc. broker Robert Gustafson (CRD# 5753473) faces a customer complaint related to unsuitable investments. He has been registered with Moloney Securities Co., Inc. in Epping, New Hampshire, since 2015 and with Moloney Securities Asset Management LLC in … Continue reading
Were you the victim of former Cape Investment Advisory, Inc. and Cape Securities Inc. broker Darwin Dees (CRD# 4662702) who is accused of unsuitable investment recommendations? He has been registered with Kovack Securities Inc. in Tifton, Georgia, since 2022. Previously, … Continue reading
Can I recover losses from investments with Arete Wealth Management, LLC broker Brittani Cooper (CRD# 6327801)? She has been registered with Arete Wealth Management, LLC in St. Louis, Missouri, since 2020. Previously, she was registered with Edward Jones in Fenton, … Continue reading
Were you the victim of Cetera Investment Services LLC broker Joshua Green (CRD# 4970616)? He has been registered with Cetera Investment Services LLC in New Port Richey, Florida, since 2017. Joshua Green Customer Complaints He has been the subject of … Continue reading
American Trust Investment Services, Inc. broker Kyle Chapman (CRD# 6303483) is accused of GWG Holdings Inc. L Bonds losses. He has been registered with American Trust Investment Services, Inc. in San Clemente, California, from 2020 to 2022. Previously, he was … Continue reading
Erez Law is currently investigating Westpark Capital, Inc. broker Linda Wimsatt (CRD# 1401802) regarding GWG Holdings Inc. and its L Bonds losses. She has been registered with American Trust Investment Services, Inc. in Carlsbad, California, since 2020. Previously, she was … Continue reading
Were you the victim of investment losses with Stifel, Nicolaus & Company, Incorporated broker Gerard Kelly III (CRD# 1563010)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Clearwater, Florida, since 2013. Gerard Kelly III Customer Complaints He … Continue reading
Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Donavan Hilsabeck (CRD# 1503039)? He has been registered with Wells Fargo Clearing Services, LLC in Henderson, Nevada, since 2011. Donavan Hilsabeck Customer Complaints He has been the … Continue reading
Were you the victim of Morgan Stanley broker John Rochester (CRD# 2128760) due to unauthorized trading? John Rochester has been registered with Morgan Stanley in Santa Fe, New Mexico, since 2009. In March 2023, a former client of Morgan Stanley … Continue reading
Were you the victim of former United Planners’ Financial Services Of America A Limited Partner broker Joseph Appolito (CRD# 6698), who is accused of unsuitable investment recommendations? He has been registered with Commonwealth Financial Network in Kapolei, Hawaii, since 2018. … Continue reading