Author: Jeff Erez
There are options for clients of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Howard Woo (CRD# 4606756), who is accused of misrepresentation. He has been registered with UBS Financial Services Inc. in Irvine, California, since 2022. Previously, he … Continue reading
Erez Law is currently investigating former SunTrust Investment Services, Inc. broker Pedro Escobar (CRD# 2785268) regarding unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Davie, Florida, since 2020. Previously, he was registered with Wells Fargo … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker David Todd (CRD# 1785902) who suffered losses due to unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Peoria, Arizona, since 2011. David … Continue reading
Erez Law is currently investigating Westpark Capital, Inc. broker Justin Singletary (CRD# 6325695) regarding GWG Holdings Inc. L Bonds. He has been registered with Westpark Capital, Inc. in Newport Beach, California, from 2017 to 2020. Previously, he was registered with … Continue reading
Did you suffer losses investing with former Laidlaw & Company (Uk) Ltd. broker Jonathan Ebel (CRD# 5902719), who is accused of unsuitable investment recommendations? He has been registered with Network 1 Financial Securities Inc. in Hauppauge, New York, since 2019. … Continue reading
There are options for clients of Edward Jones broker Michael Melton (CRD# 4596556) who suffered investment losses. He has been registered with Edward Jones in Troy, Illinois, since 2002. Michael Melton Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Bryan Lubitz (CRD# 4381244) regarding unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in Woodbury, New York, since 2022. Previously, he was registered with Aegis Capital Corp. … Continue reading
Former Voya Financial Advisors, Inc. broker Erik Alexander (CRD# 5839269) regarding was accused of real estate investment trust (REIT) losses. He has been registered with Cetera Advisor Networks LLC in Issaquah, Washington, since 2021. Previously, he was registered with Voya … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker David Karin (CRD# 2486154) regarding corporate debt losses due to unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2012. David Karin … Continue reading
There are options for clients of former Wells Fargo Advisors Financial Network, LLC broker Anthony Christensen (CRD# 3015594) who suffered investment losses. He has been registered with Private Client Services, LLC in Louisville, Kentucky, since 2018 and with Access Wealth … Continue reading