Author: Jeff Erez
Erez Law is currently investigating Alexander Capital, L.P. broker Christopher Laffey (CRD# 859962), regarding who is accused of misrepresentation. He has been registered with Alexander Capital, L.P. in New York, New York, since 2015. Christopher Laffey Customer Complaints He has … Continue reading
There are options for clients of former Truist Advisory Services, Inc. broker Roger Wallach (CRD# 2460445), who suffered investment losses related to broker negligence. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Vienna, Virginia, since … Continue reading
There are options for customers of American Equity Investment Corporation broker Donald Rhodes (CRD# 2813490) related to GWG Holdings Inc. investment losses. He has been registered with American Equity Investment Corporation in New Albany, Indiana, since 2013. Donald Rhodes Customer … Continue reading
Moloney Securities Co., Inc. broker Matthew Franchina (CRD# 5987117) faces a customer complaint related to unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Manchester, Missouri, since 2016. Matthew Franchina Customer Complaints He has been the … Continue reading
There are options for clients of Madison Avenue Securities, LLC broker Christopher Porter (CRD# 1911339), who is accused of GPB Capital Holdings Inc. losses. He has been registered with Madison Avenue Securities, LLC in Yalesville, Connecticut, since 2006. Christopher Porter … Continue reading
Were you the victim of Capital Investment Group, Inc. broker Wayne Hill II (CRD# 1692976) related to GWG Holdings, Inc. investment losses? He has been registered with Capital Investment Group, Inc. in Lane, South Carolina, since 1994 and with Capital … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Anthony Tricario (CRD# 1047416) related to unsuitable investment recommendations. He has been registered with Aegis Capital Corp. in New York, New York from 2010 to 2020. In March 1992, New … Continue reading
UBS Financial Services Inc. broker Simon Clarke (CRD# 4232824) faces customer complaint related to unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Boston, Massachusetts, since 2015. Simon Clarke Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Money Concepts Capital Corp. broker Jennifer Frick (CRD# 2626107) regarding variable annuity investment losses. She has been registered with Money Concepts Capital Corp. and Money Concepts Advisory Service in Paducah, Kentucky, since 2010. Previously, she … Continue reading
Can I recover losses due to investments with UBS Financial Services Inc. broker Sean Kennedy (CRD# 5755114)? He has been registered with Rockefeller Financial LLC in New York, New York, since 2022. Previously, he was registered with UBS Financial Services … Continue reading