Author: Jeff Erez
There are options for clients of former Truist Advisory Services, Inc. broker Shane Wilhelm (CRD# 4803933) who suffered investment losses due to investment fraud. He has been registered with Fortune Financial Services, Inc. in Moneta, Virginia and Mgo One Seven … Continue reading
Can I recover losses from investments with Calton & Associates, Inc. broker Anthony Caputo (CRD# 5105611) who is alleged to recommend real estate securities? He has been registered with Calton & Associates, Inc. in Matawan, New Jersey since 2013 and … Continue reading
Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Robert Pizzimenti (CRD# 1256707) regarding investment losses due to failure to follow instructions? He has been registered with Wells Fargo Clearing Services, LLC in Garden City, New … Continue reading
There are options for customers of former Geneos Wealth Management, Inc. broker Mark Horstmann (CRD# 4079505) who is alleged to engage in unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. Gladstone, Missouri since 2021. Previously, he … Continue reading
Erez Law is currently investigating former Legend Securities, Inc. broker Samuel Girgiss (CRD# 6088898) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, he was registered with Worden … Continue reading
Were you the victim of former Morgan Stanley broker Fan Feng (CRD# 6769095) who is alleged to engage in investment fraud leading to stock losses. He was registered with Morgan Stanley in Irvine, California from 2017 to 2021. Fan Feng … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Aeon Capital Inc. broker Timothy Thelen (CRD# 1924966) regarding private placement losses. He has been registered with Aeon Capital Inc. in New York, … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker James Evans (CRD# 5059891)? He has been registered with Fidelity Brokerage Services LLC in Jacksonville, Florida since 2007 and Fidelity Brokerage Services LLC in Boston, Massachusetts since 2018. James Evans … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with MML Investors Services, LLC broker Ross Wyatt (CRD# 5998899) regarding variable annuity losses. He has been registered with MML Investors Services, LLC in … Continue reading
There are options for customers of Arkadios Capital broker Jeffrey Shaver (CRD# 2675592) who lost money due to unsuitable investment recommendations. He has been registered with Arkadios Capital in Atlanta, Georgia from 2017 to 2022. Previously, he was registered with … Continue reading