Author: Jeff Erez
Former LPL Financial LLC broker Bradley Goodbred (CRD# 3184210) is accused of real estate securities investment losses. He was registered with LPL Financial LLC in Roselle, Illinois from 2009 to 2021, when he was terminated regarding “Utilized unapproved power of … Continue reading
Can I recover losses from investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker David Ebner (CRD# 2962914)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Philadelphia, Pennsylvania since 1997. David Ebner Customer Complaints … Continue reading
There are options for customers of former Arive Capital Markets broker Christopher Fusco (CRD# 5981205) who suffered investment losses due to unsuitable investment recommendations. He was registered with Joseph Stone Capital L.L.C. in Mineola, New York from 2019 to 2020. … Continue reading
Erez Law is currently investigating MML Investors Services, LLC broker Laurie Aromando (CRD# 2705260) regarding variable annuity investment losses. She has been registered with MML Investors Services, LLC in Brick, New Jersey since 2017. Laurie Aromando Customer Complaints She has … Continue reading
Were you the victim of former Allstate Financial Services, LLC broker Jason Jodway (CRD# 2998141) who faces multiple customer complaints related to selling away? He has been registered with Allstate Financial Services, LLC in Waterford, Michigan from November to December … Continue reading
Can I recover losses from investments with Western International Securities, Inc. broker Karen Chung (CRD# 4158413) regarding who is accused of options losses? She has been registered with Western International Securities, Inc. in Pasadena, California since 2007. Karen Chung Customer … Continue reading
Erez Law is currently investigating former Raymond James & Associates, Inc. broker Brian Visconti (CRD# 5851551) regarding overconcentration of investments. He has been registered with The Jeffrey Matthews Financial Group, L.L.C. in Tampa, Florida since March 2022. Previously, he was … Continue reading
Can I recover losses from Triad Advisors LLC broker Patrick Chitwood (CRD# 871271) who is accused of unsuitable investment recommendations related to alternative investments? He has been registered with Triad Advisors LLC in Asheville, North Carolina since November 2021. Previously, … Continue reading
There are options for customers of former HD Vest Investment Services broker Travis Eiland (CRD# 4127872) who is accused of unsuitable investment recommendations. He has been registered with HD Vest Investment Services (Avantax Investment Services, Inc.) in Bayton, Texas from … Continue reading
There are options for customers of Newbridge Securities Corporation broker Jeffrey Eglow (CRD# 1299960) regarding alternative investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2017. Previously, he was registered with SunTrust Advisory Services, … Continue reading