Author: Jeff Erez
Were you the victim of former Kalos Capital, Inc. broker Martin McFarlin (CRD# 2838151) regarding unsuitable investment recommendations? He has been registered with Arkadios Capital in Murfreesboro, Tennessee since 2020. Previously, he was registered with Kalos Capital, Inc. in Murfreesboro, … Continue reading
There are options for clients of Edward Jones broker Ryan Montgomery (CRD# 7158569) who lost money due to investments in mutual funds. He has been registered with Edward Jones in Cheyenne, Wyoming since 2019. Ryan Montgomery Customer Complaints He has … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker Michael Lee (CRD# 715932) who is accused of variable annuity investment losses. He has been registered with Essex Securities LLC in Jersey City, New Jersey since 2020 and with … Continue reading
Erez Law is currently investigating Lincoln Financial Securities Corporation broker Tony Keena (CRD# 3014120) regarding energy sector losses. He has been registered with Lincoln Financial Securities Corporation in Winter Park, Florida since 2014. Tony Keena Customer Complaint He has been … Continue reading
Can I recover losses from investments with J.W. Cole Financial, Inc. broker Allyson Trantum (CRD# 2896970) who is accused of variable annuity investment losses? She has been registered with J.W. Cole Financial, Inc. in Temecula, California since 2018. Previously, he … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Fariba Madison (CRD# 1178259) related to claims regarding negligence. She has been registered with Western International Securities, Inc. in Los Alamitos, California since 2012. Fariba Madison Customer Complaints She has … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Patrick Cody (CRD# 5902144) who is accused of unsuitable investment recommendations? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California … Continue reading
Erez Law is currently investigating Morgan Stanley broker Gregory Cousins (CRD# 2150397) regarding investment losses due to overconcentration. He has been registered with Morgan Stanley in Boca Raton, Florida since 2009. Gregory Cousins Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating JRL Capital Corporation broker Hillard Rest (CRD# 858840) regarding GWG Holdings Inc. losses. He has been registered with JRL Capital Corporation in Newport Beach, California since 2013. Hillard Rest Customer Complaints He has been the … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. related to recommendations to invest in the company’s high risk and unsuitable Yield Enhancement Strategy (YES). It is alleged that UBS Financial Services Inc. was targeting high net … Continue reading