Author: Jeff Erez
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Patrick Cody (CRD# 5902144) who is accused of unsuitable investment recommendations? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California … Continue reading
Erez Law is currently investigating Morgan Stanley broker Gregory Cousins (CRD# 2150397) regarding investment losses due to overconcentration. He has been registered with Morgan Stanley in Boca Raton, Florida since 2009. Gregory Cousins Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating JRL Capital Corporation broker Hillard Rest (CRD# 858840) regarding GWG Holdings Inc. losses. He has been registered with JRL Capital Corporation in Newport Beach, California since 2013. Hillard Rest Customer Complaints He has been the … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. related to recommendations to invest in the company’s high risk and unsuitable Yield Enhancement Strategy (YES). It is alleged that UBS Financial Services Inc. was targeting high net … Continue reading
Independent Financial Group, LLC broker Kenneth Beber (CRD# 4257664) is accused of real estate investment trust (REITs) losses. He has been registered with Independent Financial Group, LLC in San Dimas, California since 2011. Previously, he was registered with Investors Capital … Continue reading
Erez Law is currently investigating former Pruco Securities, LLC broker Jermaine Benjamin (CRD# 6152653) regarding unauthorized transactions. He was registered with Raymond James Financial Services, Inc. in St Petersburg, Florida from 2020 to 2022. Previously, he was registered with Pruco … Continue reading
Can I recover losses from investments with former BCG Securities, Inc. broker Mark Cohen (CRD# 4534879) due to unsuitable investment recommendations? He was registered with BCG Securities, Inc. in New York, New York from 2014 to 2018. Previously, he was … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker Adam Marquardt (CRD# 5307192) who was recently barred by FINRA related to investment losses. He has been registered with Cetera Advisors LLC in Rochester, Minnesota from 2020 … Continue reading
Erez Law is currently investigating Capital Investment Group, Inc. broker Eugene Thompson (CRD# 4350479) regarding GWG Holdings, Inc. investment losses. He has been registered with Capital Investment Group, Inc. in Wallace, North Carolina since 2014. Eugene Thompson Customer Complaints He … Continue reading
Former LPL Financial LLC broker Bradley Goodbred (CRD# 3184210) is accused of real estate securities investment losses. He was registered with LPL Financial LLC in Roselle, Illinois from 2009 to 2021, when he was terminated regarding “Utilized unapproved power of … Continue reading