Were you the victim of Green Vista Capital, LLC broker Brad Whalen (CRD# 2582276)? He has been registered with Green Vista Capital, LLC in Winter Park, Florida, since 2018. Previously, he was registered with The Strategic Financial Alliance in Sanford, Florida, from 2015 to 2018, and with J.W. Korth & Company in Orlando, Florida, from 2010 to 2013.
Brad Whalen Customer Complaints
He has been the subject of two customer complaints between 2008 and 2024, one of which was denied, according to his CRD report:
April 2024. “Claimants allege violations of federal securities laws; violations of the New Jersey uniform securities law; breach of contract; common law fraud; breach of fiduciary duty; negligence and gross negligence.” The customer is seeking $235,000 in damages, and the case is currently pending. The complaint was regarding conservation easement investments, and it took place while he was registered with Green Vista Capital, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Green Vista Capital, LLC may be liable for investment or other losses suffered by Brad Whalen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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