Former Cetera Investment Services LLC broker Bradley Bowman (CRD# 2898756) is accused of real estate investment losses. He has been registered with LPL Financial LLC in Houston, Texas, since 2016, and with Sovereign Wealth Advisors LLC in Houston, Texas, since 2022. Previously, he was registered with Intrua Financial in Sugar Land, Texas, from 2016 to 2023, Cetera Investment Advisers LLC in Rosenberg, Texas, from 2014 to 2016, and with Cetera Investment Services LLC in Spring, Texas, from 2009 to 2016.
Bradley Bowman Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “Estate co-executor alleges representative recommended unsuitable investments to his now-deceased father-in-law some time prior to 2014.” The case is currently pending. The case was regarding real estate securities, and it took place while he was registered with Cetera Investment Services LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Investment Services LLC may be liable for investment or other losses suffered by Bradley Bowman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our a href=”/contact/”>contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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