Former Creative Planning, LLC broker Brandon Hanna (CRD# 6758707) is accused of options losses. He has been registered with Creative Planning in Overland Park, Kansas, from 2017 to 2023.
Brandon Hanna Customer Complaints
He has been the subject of four customer complaints between 2020 and 2023, one of which was withdrawn, according to his SEC Investment Adviser Public Disclosure report:
May 2023. “Alleged elder abuse, breach of fiduciary duty, professional negligence, negligent misrepresentation, securities fraud in violation of the Kansas Securities Act, and prohibited conduct in providing investment advice in violation of the Kansas Securities Act relating to options recommendations from September 2020 through October 2022.” The customer is seeking $10 million in damages, and the case is currently pending. The complaint was regarding options, and it took place while he was registered with Creative Planning, LLC.
June 2021. “Negligence, Intentional Misrepresentation, Breach of Contract, Violation of California Securities Act, Violation of California Business & Professions Code, Violation of Kansas Securities Act.” The customer sought $15 million in damages, and the case was settled for $4,762,653. The complaint was regarding options, and it took place while he was registered with Creative Planning, LLC.
March 2020. “Breach of Fiduciary Duty; Constructive Fraud; Fraud By Misrepresentation and Omission; Negligence.” The customer sought $1,188,816 in damages, and the case was settled for $1,593,119.50. The complaint was regarding options, and it took place while he was registered with Creative Planning, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Creative Planning may be liable for investment or other losses suffered by Brandon Hanna’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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