Emerson Equity LLC broker Brandon Morrow (CRD# 3037943) is accused of private placement investment losses.
He has been registered with Emerson Equity LLC in Irvine, California, since 2022. He was registered with Preferred Capital Securities, LLC in Atlanta, Georgia, from 2016 to 2020, Triton Pacific Securities, LLC in Laguna Niguel, California, from 2015 to 2016, and with Realty Capital Securities, LLC in Dallas, Texas, from 2014 to 2015.
In March 2018, First Community Bank sanctioned him to a cease and desist injunction regarding allegations that he “removed confidential customer files from his former employer, First Community Bank, and was unjustly enriched by that information. Alleges that RR is in default of his promissory notes executed with the bank.”
Brandon Morrow Customer Complaints
He has been the subject of two customer complaints between 2008 and 2024, according to his CRD report. The most recent complaint was regarding:
February 2024. “The client alleges misrepresentation and omission of investment information.” The customer is seeking $900,000 in damages, and the case is currently pending. The complaint was regarding private placements, and it took place while he was registered with Emerson Equity LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Emerson Equity LLC may be liable for investment or other losses suffered by Brandon Morrow’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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