Were you the victim of investment losses due to recommendations by Centaurus Financial, Inc. broker Brett Ewing (CRD# 2904608)? He has been registered with Centaurus Financial, Inc. in Tallahassee, Florida, since 2007.
Brett Ewing Customer Complaints
He has been the subject of two customer complaints between 2010 and 2023, one of which was denied, according to his CRD report:
December 2023. “The customer alleges that the Registered Representative recommended an unsuitable investment and investment strategies in an illiquid alternative investment. No specific dates for the alleged activity were identified in the Statement of Claim.” The case is currently pending. The complaint was regarding real estate securities losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Brett Ewing’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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