Erez Law is currently investigating Ausdal Financial Partners, Inc. broker Brian Napier (CRD# 4555202) regarding GWG Holdings Inc. L Bonds investment losses. He has been registered with Ausdal Financial Partners, Inc. in Indianapolis, Indiana, since 2013.
Brian Napier Customer Complaints
He has been the subject of one customer complaint in 2022, according to his CRD report:
September 2022. “Breach of fiduciary duty; failure to supervise.” The customer is seeking $435,000 in damages and the case is currently pending. The complaint was related to GWG Holdings Inc. L Bonds investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ausdal Financial Partners, Inc. may be liable for investment or other losses suffered by Brian Napier’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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