Were you the victim of former Colorado Financial Service Corporation broker Brian Perkins (CRD# 5630932)? He has been registered with Emerson Equity LLC in Littleton, Colorado, since 2020 and with CDP Financial Group, LLC in Littleton, Colorado, since 2019. Previously, he was registered with Colorado Financial Service Corporation in Centennial, Colorado, from 2016 to 2020.
Brian Perkins Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2022. “Violation of Colorado Securities Act, Breach of Fiduciary Duty, Negligent Misrepresentation, Violations of FINRA rule 2010, 2120, 2111.05(a), Breach of Contract, Vicarious Liability.” The customer is seeking $120,000 in damages, and the case is currently pending. The complaint took place while he was registered with Colorado Financial Services Corporation, and it was related to direct investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Colorado Financial Service Corporation may be liable for investment or other losses suffered by Brian Perkins’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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