There are options for clients of Morgan Stanley broker Brian Pfeifler (CRD# 2083301) who suffered investment losses. He has been registered with Morgan Stanley in New York, New York, since 2009.
Brian Pfeifler Customer Complaints
He has been the subject of two customer complaints between 2023 and 2024, according to his CRD report:
January 2024. “Claimants allege, inter alia, unsuitability with respect to alternative investments – December 2021 to January 2024.” The case is currently pending. The complaint was regarding common and preferred stocks.
December 2023. “Client Alleges, inter alia, unsuitability with respect to alternative investments 2022-2023.” The case is currently pending. The complaint was regarding private placements, hedge funds, and managed/wrap accounts.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Brian Pfeifler’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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