There are options for clients of CitiGroup Global Markets Inc. broker Brian Sodol (CRD# 2760345) who suffered investment losses related to stocks. He has been registered with CitiGroup Global Markets Inc. in New York, New York, since 2014.
Brian Sodol Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2024. “Claimant alleges that his financial advisor, Brian Sodol, failed to timely execute the sale of $1.6 million-worth of subscription rights in a certain company’s stock before the rights expired. Customer alleges the failure amounted to breach of fiduciary duty, negligence, and negligent supervision by Citigroup Global Markets Inc. Claimant also seeks to hold Mr. Sodol personally liable for negligence. Claimant seeks $1.6 million in compensation, plus interest, costs, disgorgement of commissions and punitive damages.” The customer is seeking $1,600,000 in damages, and the case is currently pending. The complaint was regarding derivatives and options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, CitiGroup Global Markets Inc. may be liable for investment or other losses suffered by Brian Sodol’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
