Erez Law is currently investigating Oppenheimer & Co. Inc. broker Bruce Hartzmark (CRD# 1106323) regarding private placement losses. He has been registered with Oppenheimer & Co. Inc. in Beachwood, Ohio, since 1998. He was registered with Fahnestock International Inc. from 1985 to 1988, and Thomson Mckinnon Securities Inc. from 1983 to 1985, when he was terminated regarding, “permitted to resign due to exercising poor judgement in the handling of one customers funds.”
Bruce Hartzmark Customer Complaints
He has been the subject of two customer complaints between 1999 and 2024, according to his CRD report. The most recent complaint was regarding:
April 2024. “Claimants allege they suffered losses in a private placement investment and allege claims for negligence, breach of fiduciary duty, breach of contract, and violations of state securities laws. From 7/2018 – 3/2024.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding private securities, and it took place while he was registered with Oppenheimer & Co. Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Oppenheimer & Co. Inc. may be liable for investment or other losses suffered by Bruce Hartzmark’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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