Category: Alternative Investments Blog
Erez Law is currently investigating Realta Equities, Inc. broker Jack Thacker Jr. (CRD# 2754773) faces numerous customer complaints related to alternative investment losses. He has been registered with Realta Equities, Inc. in Bristol, Virginia, since 2023. Previously, he was registered … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Haiguang Yin (John Yin) (CRD# 3249933), who is accused of unsuitable investment recommendations. He has been registered with Packerland Brokerage Services, Inc. in City of Industry, California, since March … Continue reading
Arete Wealth Management, LLC broker Justin Mackie (CRD# 4736154) is accused of alternative investment losses. He has been registered with Arete Wealth Management, LLC in Henderson, Nevada, since 2015. Justin Mackie Customer Complaints He has been the subject of one … Continue reading
Former Sapere Wealth Creation, LLC broker Scott Trease (CRD# 1298222) is accused of investment losses related to alternative investments. He was registered with Sapere Wealth Creation, LLC in Matthews, North Carolina, from 2003 to 2010. In March 2023, the United … Continue reading
Former Kingswood Capital Partners, LLC broker Doug Nelson (CRD# 4609776) is accused of GWG Holdings Inc. L Bond investment losses. He has been registered with LPL Financial LLC in Pahrump, Nevada, since 2023. Previously, he was registered with the following … Continue reading
Can I recover losses from investments with Crown Capital Securities, L.P. broker David McMillen (CRD# 1198070)? He has been registered with Crown Capital Securities, L.P. in Boulder, Colorado, since 2003. David McMillen Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating former Landolt Securities, Inc. broker Jason Slezak (CRD# 2423323), who is accused of GWG Holdings Inc. investment losses. He has been registered with Landolt Securities, Inc. in Antioch, Illinois, and Oshkosh, Wisconsin, since 2009. Previously, … Continue reading
Portsmouth Financial Services broker Steve Stanford (CRD# 1686790) is accused of GWG Holdings Inc. L Bond investment losses. He has been registered with Portsmouth Financial Services in San Francisco, California, since 2013. Previously, he was registered with the following brokerage … Continue reading
Erez Law is currently investigating Coastal Equities, Inc. broker Gilbert Conrad (CRD# 2746778) regarding investment losses related to unsuitable investment recommendations. He has been registered with Coastal Equities, Inc. in Lewiston, New York, since 2022. Previously, he was registered with … Continue reading
Were you the victim of investment losses due to recommendations by UBS Financial Services Inc. broker Barry Schwartz (CRD# 1022377)? He has been registered with UBS Financial Services Inc. in Miami, Florida, since 2013. In July 2013, the state of … Continue reading