Category: Alternative Investments Blog
Erez Law is currently investigating former Landolt Securities, Inc. broker Jason Slezak (CRD# 2423323), who is accused of GWG Holdings Inc. investment losses. He has been registered with Landolt Securities, Inc. in Antioch, Illinois, and Oshkosh, Wisconsin, since 2009. Previously, … Continue reading
Portsmouth Financial Services broker Steve Stanford (CRD# 1686790) is accused of GWG Holdings Inc. L Bond investment losses. He has been registered with Portsmouth Financial Services in San Francisco, California, since 2013. Previously, he was registered with the following brokerage … Continue reading
Erez Law is currently investigating Coastal Equities, Inc. broker Gilbert Conrad (CRD# 2746778) regarding investment losses related to unsuitable investment recommendations. He has been registered with Coastal Equities, Inc. in Lewiston, New York, since 2022. Previously, he was registered with … Continue reading
Were you the victim of investment losses due to recommendations by UBS Financial Services Inc. broker Barry Schwartz (CRD# 1022377)? He has been registered with UBS Financial Services Inc. in Miami, Florida, since 2013. In July 2013, the state of … Continue reading
Erez Law is currently investigating Coastal Equities brokers across the country who recommended their clients invest in GWG Holdings Inc., an unsuitable alternative investment. According to public records, a former client of Coastal Equities filed a FINRA arbitration alleging investment … Continue reading
Erez Law is currently investigating Center Street Securities, Inc. broker James Margraf (CRD# 6517554) related to allegations of investment losses. He has been registered with Center Street Securities, Inc. in Springfield, Missouri, since 2016 and with Latour Asset Management LLC … Continue reading
There are options for clients of former Coastal Equities, Inc. broker Suzanne Wheeler (CRD# 1107381) who suffered losses due to alternative investments. She has been registered with Arkadios Capital in Olney, Maryland, since 2019. Previously, she was registered with Coastal … Continue reading
There are options for clients of Madison Avenue Securities, LLC broker Christopher Porter (CRD# 1911339), who is accused of GPB Capital Holdings Inc. losses. He has been registered with Madison Avenue Securities, LLC in Yalesville, Connecticut, since 2006. Christopher Porter … Continue reading
Erez Law is currently investigating Ausdal Financial Partners, Inc. broker Brian Napier (CRD# 4555202) regarding GWG Holdings Inc. L Bonds investment losses. He has been registered with Ausdal Financial Partners, Inc. in Indianapolis, Indiana, since 2013. Brian Napier Customer Complaints … Continue reading
There are options for clients of former Centaurus Financial, Inc. broker Otto Bohon Jr. (CRD# 5677597), who is accused of GWG Holdings Inc. investment losses. He has been registered with Centaurus Financial, Inc. in Tucson, Arizona, from 2012 to 2020. … Continue reading