Category: Alternative Investments Blog
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Adam Gurien (CRD# 2302341) regarding alternative investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palm Beach Gardens, Florida, since 2011. … Continue reading
Erez Law is currently investigating Berthel Fisher and its brokers across the country, who allegedly recommended their clients invest in alternative investments and private placements. In 2022, investors filed a claim against Berthel Fisher for $32.1 million, according to the … Continue reading
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker James Tausz (CRD# 442956) related to alternative investment losses. He has been registered with United Planners’ Financial Services Of America A Limited Partner in Clarion, … Continue reading
Did you lose money investing with Newbridge Securities Corporation broker Gaspar Garcia (CRD# 3244396) who is accused of alternative investment losses? He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2012. Gaspar Garcia Customer Complaints He … Continue reading
Summit Brokerage Services broker Brion Harris (CRD# 3199095) faces a customer complaint for unsuitable and alternative investment losses. He has been registered with Cetera Advisor Networks LLC in Annapolis, Maryland since 2019. Previously, he was registered with Summit Financial Group … Continue reading
There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Newbridge Securities Corporation in Hiko, Nevada since 2018. Previously, he was registered with M. … Continue reading
There are options for customers of Arque Capital, Ltd. broker Timothy Scanlon (CRD# 1968597) who lost money investing in alternative investments. He has been registered with Arque Capital, Ltd. in Scottsdale, Arizona since 2008. Previously, he was registered with Fox … Continue reading
There are options for clients of Newbridge Securities Corporation broker John Zaffarano (CRD# 6690551) who suffered investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2016 and with Newbridge Financial Services Group, Inc. in … Continue reading
Erez Law recently filed a FINRA arbitration against Truist Investment Services, Inc. (formerly known as SunTrust Investment Services Inc.) related to Northstar Financial Services (Bermuda) Ltd. investment losses. Their customer was a client of Luis Larios and Stephen Berrocal, who … Continue reading
Erez Law recently filed a FINRA arbitration claim against Centaurus Financial, Inc. Their customer alleges that Cindy Chiellini (CRD #1015592), who has been a registered representative of Centaurus Financial, Inc. in Lexington, South Carolina since May 2015, was entrusted with … Continue reading