Category: Alternative Investments Blog
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker James Tausz (CRD# 442956) related to alternative investment losses. He has been registered with United Planners’ Financial Services Of America A Limited Partner in Clarion, … Continue reading
Did you lose money investing with Newbridge Securities Corporation broker Gaspar Garcia (CRD# 3244396) who is accused of alternative investment losses? He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2012. Gaspar Garcia Customer Complaints He … Continue reading
Summit Brokerage Services broker Brion Harris (CRD# 3199095) faces a customer complaint for unsuitable and alternative investment losses. He has been registered with Cetera Advisor Networks LLC in Annapolis, Maryland since 2019. Previously, he was registered with Summit Financial Group … Continue reading
There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Newbridge Securities Corporation in Hiko, Nevada since 2018. Previously, he was registered with M. … Continue reading
There are options for customers of Arque Capital, Ltd. broker Timothy Scanlon (CRD# 1968597) who lost money investing in alternative investments. He has been registered with Arque Capital, Ltd. in Scottsdale, Arizona since 2008. Previously, he was registered with Fox … Continue reading
There are options for clients of Newbridge Securities Corporation broker John Zaffarano (CRD# 6690551) who suffered investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2016 and with Newbridge Financial Services Group, Inc. in … Continue reading
Erez Law recently filed a FINRA arbitration against Truist Investment Services, Inc. (formerly known as SunTrust Investment Services Inc.) related to Northstar Financial Services (Bermuda) Ltd. investment losses. Their customer was a client of Luis Larios and Stephen Berrocal, who … Continue reading
Erez Law recently filed a FINRA arbitration claim against Centaurus Financial, Inc. Their customer alleges that Cindy Chiellini (CRD #1015592), who has been a registered representative of Centaurus Financial, Inc. in Lexington, South Carolina since May 2015, was entrusted with … Continue reading
Can I recover losses from Triad Advisors LLC broker Patrick Chitwood (CRD# 871271) who is accused of unsuitable investment recommendations related to alternative investments? He has been registered with Triad Advisors LLC in Asheville, North Carolina since November 2021. Previously, … Continue reading
There are options for customers of Newbridge Securities Corporation broker Jeffrey Eglow (CRD# 1299960) regarding alternative investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2017. Previously, he was registered with SunTrust Advisory Services, … Continue reading